Doe v. State, 811 S.E.2d 413 (2018)

March 5, 2018 · Supreme Court of Georgia · S17A1694
811 S.E.2d 413

DOE
v.
The STATE.

S17A1694

Supreme Court of Georgia.

Decided: March 5, 2018

Jeffrey Robert Filipovits, Filipovits Law Firm, P.C., Atlanta, for Appellant

Richard Ashley Mallard, District Attorney, Keith A. McIntyre, A.D.A., Ogeechee Judicial Circuit, District Attorney's Office, Statesboro, for Appellee

Brenda Jean Smeeton, Michele Maria Young, Cory Isaacson, Georgia Justice Project, Atlanta, Nancy Rhinehart DeVetter, Georgia Legal Services, Savannah, for Amicus Appellant

Christopher M. Carr, Attorney General, Sarah Hawkins Warren, Solicitor-General, Department of Law, Atlanta, for Other Party

HINES, Chief Justice.

This is a "John Doe" appeal from the denial of a motion to seal the records of a criminal case pursuant to OCGA § 35-3-37 (m)1 , which appeal was originally filed in the Court of Appeals. The Court of Appeals transferred the appeal to this Court on the sole basis of this Court's exclusive appellate jurisdiction in "all cases in which the constitutionality of a law, ordinance, or constitutional provision has been drawn in question." Ga. Const. of 1983, Art. VI, Sec. VI, Par. II (1). For the reasons which follow, we conclude that this appeal does not invoke this Court's constitutional-question jurisdiction, and accordingly, we return it to the Court of Appeals.

Background

The circumstances giving rise to the appeal are not in dispute. In July 2006, Doe pled guilty to possession of marijuana as a first-time drug offender and was sentenced to five years on probation without entry of a judgment of guilt pursuant to OCGA § 16-13-2 (a),2 a conditional discharge provision. Doe *415was discharged under such provision and his sentence terminated in January 2008. In December 2013, Doe filed a motion to seal the record of his criminal case, in accordance with OCGA § 35-3-37 (m). In February 2014, a superior court judge entered an order declining to consider the motion, apparently on the ground that the judge was not the one who sentenced Doe or who subsequently granted his conditional discharge. Doe then filed a timely motion for reconsideration in March 2014. In May 2014, the superior court judge who sentenced Doe entered an order implicitly granting the motion to reconsider, but denying the motion to seal on its merits. In March 2015, Doe filed what he captioned a "renewed motion for reconsideration" ("renewed motion") of the denial of his motion to seal. Following a hearing, the superior court denied the renewed motion in February 2016. Doe appealed to the Court of Appeals, citing OCGA § 5-6-34 (a) (12).3 The appeal was dismissed as untimely, but following a motion for reconsideration by Doe, the Court of Appeals reinstated the appeal.

In response in the Court of Appeals to the merits of the appeal, the State raised for the first time that OCGA § 5-6-34 (a) (12) and OCGA § 35-3-37 (m) as applied in this case violate the separation of powers clause of the Georgia Constitution as found in Art. I, Sec. II, Par. III.4 It maintained that,

[i]n OCGA § 5-6-34 (a) (12), the legislature confers appellate jurisdiction in the Court of Appeals for all decisions under
OCGA § 35-3-37. However, OCGA § 5-6-34 (a) (12), as applied to rulings under OCGA § 35-3-37(m), and OCGA § 35-3-37(m), itself , violate the separation of powers clause of the Georgia Constitution. (Emphasis supplied.)

It argued then and does now that there is conflict with Uniform Superior Court Rule 21 ("USCR 21"),5 which provides a procedure for limiting access to court records that are otherwise public records,6 and that inasmuch as OCGA § 35-3-37 (m) establishes a different procedure from that found in USCR 21, OCGA § 35-3-37 (m) represents "an impermissible intrusion" on the part of the General Assembly into the administrative record-keeping authority of this Court as mandated by Art. VI, Sec. IX, Par. I of the Georgia Constitution of 1983.7 The State concludes that because "the general rule is that an unconstitutional statute is wholly void and of no force and effect from the date it was enacted, ... OCGA § 35-3-37 (m) is void and OCGA § 5-6-34 (a) (12) does not apply."

*416Jurisdiction of the Appeal

Certainly, this Court has exclusive appellate jurisdiction in all cases in which the constitutionality of a law has been drawn into question. Ga. Const. of 1983, Art. VI, Sec. VI, Para. II (1). However, "[a]s a general matter, this Court will not rule on a constitutional challenge to a statute unless the issue has been raised and ruled on in the trial court." In the Interest of A.C. , 285 Ga. 829, 832 (1), 686 S.E.2d 635 (2009). There is a "limited exception" to this requirement of a ruling by the trial court "in the instance of a challenge to the constitutionality of a statute governing appellate procedure that is necessarily made for the first time on appeal." Id. This is so "because the statute of appellate procedure comes into play only when an adverse ruling below is obtained and the dissatisfied party determines to pursue an appeal." Id. at 832-833 (1), 686 S.E.2d 635.

As noted, the gravamen of the State's challenge is that OCGA § 35-3-37 (m), which is the basis for Doe's action in the trial court, runs afoul of, inter alia, USCR 21 and thereby provides for unauthorized and unconstitutional procedures and standards for a trial court to seal or unseal an individual's criminal record. And, it makes this argument for the first time on appeal. But, such a challenge to a statute applicable to proceedings in the trial court could have been raised in the trial court, and therefore, does not fall within the exception for issues of appellate procedure arising only on appeal. In response, the State argues that it could not have brought a constitutional challenge to OCGA § 5-6-34 (a) (12) in the lower court because it then had no standing to do so, and therefore, has not waived it. But, the State has not made a separate and discrete constitutional challenge, either facial or as applied, to OCGA § 5-6-34 (a) (12) ; its constitutional attack on the jurisdictional statute is inextricably bound with and entirely dependent upon a threshold determination by this Court that OCGA § 35-3-37 (m) is unconstitutional. And, the State has forfeited its present constitutional challenge to OCGA § 35-3-37 (m) by failing to raise it and secure a ruling below; it cannot circumvent such requirements by its invocation of OCGA § 5-6-34 (a) (12).

Simply, this appeal of the denial of a motion to seal criminal history record information fails to present a viable challenge to the constitutionality of a statute. Consequently, it is properly before the Court of Appeals.

Appeal returned to the Court of Appeals.

All the Justices concur.