Alliance for the Wild Rockies v. Savage, 897 F.3d 1025 (2018)

July 26, 2018 · United States Court of Appeals for the Ninth · No. 16-35589
897 F.3d 1025

ALLIANCE FOR THE WILD ROCKIES, Plaintiff-Appellant,
v.
Christopher SAVAGE, Kootenai National Forest Supervisor; Faye Krueger, Regional Forester of Region One of the U.S. Forest Service; United States Forest Service, an agency of the U.S. Department of Agriculture; U.S. Fish & Wildlife Service, an agency of the U.S. Department of the Interior, Defendants-Appellees,
and
Kootenai Forest Stakeholders Coalition, a Montana Corporation; Lincoln County, a political subdivision of the State of Montana, Intervenor-Defendants-Appellees.

No. 16-35589

United States Court of Appeals, Ninth Circuit.

Argued and Submitted February 9, 2017, Seattle, Washington
Filed July 26, 2018

*1028Rebecca Kay Smith (argued), Public Interest Defense Center, Missoula, Montana; Timothy M. Bechtold, Bechtold Law Firm, Missoula, Montana; for Plaintiff-Appellant.

Tamara N. Rountree (argued), Jacqueline C. Brown, John P. Tustin, David C. Shilton, and Andrew C. Mergen, Attorneys; John C. Cruden, Assistant Attorney General; Environment and Natural Resources Division, United States Department of Justice, Washington, D.C.; Kate Williams-Shuck, Attorney-Advisor, United States Department of the Interior, Rocky Mountain Regional Solicitor's Office, Billings, Montana; Alan Campbell, Attorney Advisor, United States Forest Service, Region One, Missoula, Montana; for Defendants-Appellees.

Lawson Emmett Fite (argued), American Forest Resource Council, Portland, Oregon, for Intervenor-Defendants-Appellees.

Julie A. Weis and Sara Ghafouri, Haglund Kelly LLP, Portland, Oregon; William K. Barquin, Attorney General, Kootenai Tribe of Idaho, Bonners Ferry, Idaho, for Amicus Curiae Kootenai Tribe of Idaho.

Before: Raymond C. Fisher, Richard A. Paez, and Consuelo M. Callahan, Circuit Judges.

PAEZ, Circuit Judge:

Alliance for the Wild Rockies ("Alliance") filed this lawsuit against the United States Forest Service, several Forest Service officials and the Fish and Wildlife Service ("FWS") (collectively, "Federal Defendants") to enjoin implementation of the East Reservoir Project ("Project") on the Kootenai National Forest in northwest Montana. The Project contemplates a number of land management activities such as logging, thinning, and road construction and maintenance. These activities will take place in areas where two threatened species are present-the Canada lynx1 and the Cabinet-Yaak grizzly bear.2

*1029Of the multiple claims Alliance initially alleged, only two are at issue in this appeal. First, Alliance challenges the Forest Service's decision to approve the Project as arbitrary and capricious because it improperly relied on the Northern Rocky Mountains Lynx Management Direction ("Lynx Amendment") in determining the impact of Project activities on lynx and lynx critical habitat.3 The basis for this argument is that in 2009, after the Forest Service adopted the Lynx Amendment in 2007, the FWS designated large areas of lynx critical habitat on National Forest lands, including the Kootenai National Forest. Despite this new designation of critical habitat, the Forest Service did not request reconsultation on the Lynx Amendment with the FWS under ESA § 7, 16 U.S.C. § 1536(a)(2). In light of these developments, Alliance argued that the Forest Service could not properly rely on the Lynx Amendment until it reinitiated consultation with the FWS, and the FWS completed reconsultation by issuing a new biological opinion for the Lynx Amendment. We addressed the Forest Service's obligation to reinitiate consultation on the Lynx Amendment in Cottonwood Environmental Law Center v. U.S. Forest Service , where we held that it was required to do so. 789 F.3d 1075, 1085-88 (9th Cir. 2015), cert. denied , --- U.S. ----, 137 S.Ct. 293, 196 L.Ed.2d 213 (2016).

While this appeal was pending, the Forest Service reinitiated consultation with the FWS, and after we heard argument, the FWS issued a new biological opinion for the Lynx Amendment, completing the reconsultation process.4 As a result of these events, Federal Defendants moved to dismiss the lynx ESA § 7 reconsultation claim on the ground that it is moot. In response, Alliance agreed but requested that we vacate the district court's ruling on this claim. The Intervenor Defendants disagree and urge us to decide Alliance's lynx ESA claim on a theory not advanced by Alliance or the district court. As we explain below, we agree this claim is moot. We therefore dismiss it, and remand to the district court with directions to vacate the part of its summary judgment ruling that addresses this lynx related claim and to dismiss it as moot.

Alliance's second argument on appeal arises under NFMA and relates to the Forest Service's failure to comply with the Motorized Vehicle Access Amendments ("Access Amendments"), which set standards for grizzly bear habitat on Forest Service land. Alliance argues that the total road maintenance and construction in an area in which the Cabinet-Yaak grizzly bears are found exceeds the total road mileage "baseline" standard established by the Access Amendments and an earlier *1030Grizzly Bear Recovery Plan ("Recovery Plan"). Alliance asserts that the Forest Service acted arbitrarily and capriciously in approving the Project without complying with this standard. The district court rejected this claim and granted summary judgment to Defendants. All. for the Wild Rockies v. Savage , 209 F.Supp.3d 1181, 1194 (D. Mont. 2016). We reverse and in so doing, we reject the Federal Defendants' argument that Alliance waived this claim by failing to raise it during the administrative process.

I.

A.

The Forest Service engaged in a multi-step process before approving the Project. At the outset, after determining that the Project area included lynx and Cabinet-Yaak grizzly bear habitat, the Forest Service prepared a Biological Assessment to evaluate whether the Project would adversely affect those threatened species. The Forest Service concluded that the Project "may affect, [but] is not likely to adversely affect" lynx or Cabinet-Yaak grizzly bears, or their respective habitats. The Forest Service transmitted the Biological Assessment to the FWS, and thereafter engaged in informal consultation with the FWS.5 In the meantime, the Forest Service prepared and published a Draft Environmental Impact Statement as required by NEPA, in which it reiterated its conclusion that the Project would not adversely affect the lynx or the Cabinet-Yaak grizzly bear. See 78 Fed. Reg. 35928, 35928 (June 14, 2013) ; 78 Fed. Reg. 43200-01, 43200 (July 19, 2013).

After issuance of the Draft Environmental Impact Statement, the Forest Service received the FWS's concurrence. The FWS agreed with the Biological Assessment's conclusion that the threatened species would not be jeopardized and their habitats would not be adversely affected. The Forest Service subsequently prepared and published a Final Environmental Impact Statement, followed by a Record of Decision approving the Project. See 79 Fed. Reg. 15741-01 (Mar. 21, 2014) ; U.S. Forest Service, East Reservoir Project Documents, available at https://www.fs.usda.gov/project/?project=34594 (last visited April 10, 2018).

B.

After the Project's final approval, Alliance filed this action against Federal Defendants: the Kootenai National Forest Supervisor, the Region One Forester for the Forest Service, the Forest Service, and the FWS. The basis for Alliance's claims under the ESA, NFMA and NEPA was the allegedly erroneous analysis of the effects of the Project on lynx and Cabinet-Yaak grizzly bears and both species' habitats.6 The Kootenai Forest stakeholders *1031coalition and Lincoln County were granted leave to intervene on behalf of the Federal Defendants.

Alliance filed a motion for summary judgment. Federal Defendants and Intervenor Defendants7 filed separate cross-motions for summary judgment. The district court granted summary judgment to Defendants, and denied summary judgment to Alliance. All. for the Wild Rockies , 209 F.Supp.3d at 1199-1200. Alliance timely appealed.8

II.

We first consider the threshold jurisdictional issue of whether Alliance's lynx ESA § 7 reconsultation claim is moot. Although Alliance and the Federal Defendants agree that this claim is moot, we have an independent obligation to determine our jurisdiction. Shell Offshore Inc. v. Greenpeace, Inc. , 815 F.3d 623, 628 (9th Cir. 2016). Upon review of the record and the responses to the Federal Defendants' motion to dismiss, we conclude the claim is moot.

A claim is moot if it "has lost its character as a live controversy." Indep. Living Ctr. of S. Cal., Inc. v. Maxwell-Jolly , 590 F.3d 725, 727 (9th Cir. 2009). Under Article III of the Constitution, "a live controversy [must] persist throughout all stages of the litigation." Gator.com Corp. v. L.L. Bean, Inc. , 398 F.3d 1125, 1128-29 (9th Cir. 2005) (en banc); see also Hollingsworth v. Perry , 570 U.S. 693, 705, 133 S.Ct. 2652, 186 L.Ed.2d 768 (2013). A "court must be able to grant effective relief, or it lacks jurisdiction and must dismiss the appeal." Pub. Utilities Comm'n v. F.E.R.C. , 100 F.3d 1451, 1458 (9th Cir. 1996) ; see also W. Coast Seafood Processors Ass'n v. Natural Res. Def. Council, Inc. , 643 F.3d 701, 704 (9th Cir. 2011).

On appeal, Alliance advances two related ESA arguments. First, it argues that the Forest Service's decision to approve the Project was arbitrary and capricious because it relied on the Lynx Amendment before FWS completed reconsultation as directed by our holding in Cottonwood . Second, Alliance argues that the Forest Service's finding of "no adverse affect" on lynx and lynx critical habitat in the Biological Assessment for the Project and FWS's concurrence in that finding before completion of the reconsultation process was arbitrary and capricious. Although Alliance argues that the "no adverse affect" finding fails to satisfy the Forest Service's definition of that term, this argument is subsumed within Alliance's ESA § 7 reconsultation claim.

We agree with the Federal Defendants that Alliance's lynx related claim is properly characterized as a reconsultation claim under ESA § 7, as Alliance was seeking reconsultation. We further agree with the Federal Defendants and Alliance that this claim is moot as there is no effective relief available to Alliance; it has obtained all that it sought with this claim. See F.E.R.C. , 100 F.3d at 1458. Lacking jurisdiction over this claim, we dismiss it.9 Id.

*1032Alliance also argues that because this aspect of the case is now moot, we should vacate the district court's summary judgment ruling as it pertains to Alliance's reconsultation claim. Vacatur is proper "in cases where intervening events moot a petition for review of an agency order." Oregon v. FERC , 636 F.3d 1203, 1206 (9th Cir. 2011). When deciding whether to vacate a moot judgment, "causation of mootness is a threshold question." Chem. Producers & Distribs. Ass'n v. Helliker , 463 F.3d 871, 878 (9th Cir. 2006) ; see also United States v. Munsingwear , 340 U.S. 36, 39, 71 S.Ct. 104, 95 L.Ed. 36 (1950). When mootness is caused by the party seeking vacatur, then we typically will remand to the district court to allow it to balance the equities and determine whether it should vacate its own order. Helliker , 463 F.3d at 878. When mootness is not caused by actions of the party seeking vacatur, we typically will vacate the district court's order. Id. In this instance, Alliance requests vacatur because the FWS completed reconsultation on the Lynx Amendment. Mootness was therefore caused by the Federal Defendants who rendered the claim moot by providing the relief requested by Alliance.10 See, e.g. , Idaho Dep't of Fish & Game v. Nat'l Marine Fisheries Serv. , 56 F.3d 1071, 1075 (9th Cir. 1995) (dismissing a case as moot and vacating the judgment below after the issuance of a new biological opinion). Given these events, we vacate the part of the district court's summary judgment ruling addressing the ESA § 7 reconsultation claim and remand with instructions to dismiss it as moot.11

III.

"The NFMA ... provide[s] for forest planning and management by the Forest Service on two levels: (1) forest level and (2) individual project level." Native Ecosystems Council v. Weldon , 697 F.3d 1043, 1056 (9th Cir. 2012). "On the forest level, the ... [ ]forest plan[ ] ... consists of broad, long-term plans and objectives for the entire forest." Id. "After a forest plan is approved, the Forest Service implements the forest plan when approving or denying site-specific projects." Id . Failing to comply with the provisions of a forest plan is a violation of NFMA.

*1033Native Ecosystems Council v. U.S. Forest Serv. , 418 F.3d 953, 961 (9th Cir. 2005).

The Kootenai National Forest Plan includes the "Access Amendments," which provide restrictions on road miles in certain areas of the Kootenai Forest occupied by the listed Cabinet-Yaak grizzly bears.12 Alliance argues that it was arbitrary and capricious for Federal Defendants to conclude that the Project would not increase the total road miles beyond the cap provided for by the Access Amendments.

Defendants argue that Alliance waived this argument, so we begin with a discussion of whether the claim is waived before turning to the merits. In discussing the merits, we start with a brief background of the Access Amendments, followed by a discussion of Federal Defendants' purported compliance with the Access Amendments in evaluating the Project. We then analyze whether Federal Defendants satisfied the clear mandate of the Access Amendments, conclude that they failed to do so, and reverse the district court's grant of summary judgment to Defendants. On remand, the district court is directed to remand this issue to the Forest Service for further proceedings consistent with this opinion.

A.

We review de novo the district court's decision to grant summary judgment. Lands Council v. Powell , 395 F.3d 1019, 1026 (9th Cir. 2005). We review Federal Defendants' compliance with NFMA under the standard provided by the Administrative Procedure Act, meaning that we may set aside agency action if it is "arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law," 5 U.S.C. § 706(2)(A). Great Old Broads for Wilderness v. Kimbell , 709 F.3d 836, 846 (9th Cir. 2013). Such review "is deferential and narrow, requiring a high threshold for setting aside agency action following public notice and comment." Alaska Oil & Gas Ass'n v. Pritzker , 840 F.3d 671, 675 (9th Cir. 2016) (internal quotation marks omitted).

B.

At the outset, we must determine whether Alliance waived its claim regarding the Cabinet-Yaak grizzly bear. Defendants argue that Alliance failed to raise this argument in a timely manner during the agency proceedings. After oral argument, we asked for supplemental briefing to further clarify the issue.

"Absent exceptional circumstances, ... belatedly raised issues may not form a basis for reversal of an agency decision." Havasupai Tribe v. Robertson , 943 F.2d 32, 34 (9th Cir. 1991) (per curiam). Here, Alliance did not file an objection to the alleged increase in total linear road miles until after issuance of the Final Environmental Impact Statement, which, in the typical case, would be untimely. See 36 C.F.R. § 218.8(c) ; Havasupai Tribe , 943 F.2d at 34 (noting that issues raised after publication of the final environmental impact statement were "belatedly raised" and concluding that the appellant "had some obligation to raise these issues during the comment process").

*1034This, however, is not a typical case; Alliance's failure to object at an earlier time resulted from the Forest Service's failure to disclose this aspect of the Project in the Draft Environmental Impact Statement. It was first revealed in the Final Environmental Impact Statement,13 to which Alliance promptly objected. In other words, Alliance raised its objection at the first available opportunity, and it is therefore not waived. See 36 C.F.R. § 218.8(c).

C.

Having concluded that Alliance may raise this claim, we turn to the Access Amendments, including their historical development. The FWS has taken certain actions to conserve Cabinet-Yaak grizzly bears as they face extinction. See 64 Fed. Reg. 26725-01, 26732 (May 17, 1999) (the FWS concluding that Cabinet-Yaak grizzly bears "are in danger of extinction"). In 1993, the FWS promulgated the Grizzly Bear Recovery Plan ("Recovery Plan") that designates "recovery zones" in the Kootenai National Forest where "there is a significant likelihood of grizzly bear presence." All. for the Wild Rockies v. Bradford , 856 F.3d 1238, 1240 (9th Cir. 2017) (" Bradford "). "The Recovery Plan prescribes forest management measures within these zones to protect grizzly bears and to facilitate their survival and reproduction." Id. Among the recovery zones is the Cabinet-Yaak recovery zone, for which the Recovery Plan set a goal of restoring the population to at least one-hundred bears.14

In addition to "recovery zones," the Recovery Plan "also designates areas outside the recovery zones that grizzly bears sometimes frequent, called 'Bears Outside of Recovery Zones' or 'BORZ polygons' ... [and] prescribes less protective management measures in BORZ polygons than in recovery zones." Id. Although less protective, the protections in BORZ polygons are still meaningful.

Among the protections applicable in BORZ polygons are those found in the Access Amendments,15 which the Forest Service developed in consultation with the FWS, and which "establish[ ] motorized-vehicle access restrictions in recovery zones and BORZ polygons." Id. As explained in the Access Amendments, restricting motorized-vehicle access "minimiz[es] human interactions and potential grizzly bear mortality, reduc[es] displacement from important habitats, and *1035minimiz[es] habituation to humans." In furtherance of these goals, the Access Amendments establish a "baseline" cap on the total linear road miles in each BORZ polygon, and prohibit any net increase in permanent roads beyond the applicable baseline. See id. at 1241.

D.

A portion of the Project area overlaps with part of the Tobacco BORZ polygon (the "overlapping area"), in which Cabinet-Yaak grizzly bears are sometimes found. The baseline road mileage for the Tobacco BORZ polygon was calculated in 2009, and amounts to 1,123.9 linear miles.

The Project contemplates a range of road-related activities within the overlapping area, including constructing new roads, decommissioning both National Forest and "undetermined" roads, and assigning road numbers to "undetermined" roads to incorporate them into the National Forest road system.16 In an attempt to satisfy the Access Amendments' mandate that road mileage shall not increase beyond the baseline, the Forest Service conducted a survey of existing roads, including "undetermined" roads, in the overlapping area. It then concluded that because the Project would not increase the road mileage in the overlapping area beyond the existing condition, it would not increase the linear road mileage within the Tobacco BORZ polygon.

In particular, the Forest Service concluded that its construction of 2.2 miles of new road would be more than off-set by decommissioning 0.65 miles of National Forest road and 1.84 miles of "undetermined" road, and that the assignment of road numbers to 2.6 miles of "undetermined" road would have no effect because those roads were already existing. Based on these calculations, the Forest Service concluded that the net effect of the Project would be a reduction of 0.3 miles of road in the Tobacco BORZ polygon (2.2 - 0.65 - 1.84 = -0.3). The FWS concurred in the Forest Service's conclusion.

E.

The Forest Service's analysis was plainly insufficient. The Access Amendments are unequivocal: the Forest Service must examine whether a proposed project will result in road mileage within the BORZ polygon that exceeds the Access Amendments baseline established for that BORZ polygon. The Forest Service did not conduct that analysis. It instead conducted a survey of the roads existing in the overlapping area at the time of the Project proposal (in 2011), and analyzed the effects of the Project on its own measurement. The Forest Service never assessed the impact of the Project on the 1,123.9 linear mile baseline condition of the Tobacco BORZ polygon. In other words, the Forest Service's "failure to measure [linear road miles] as defined by the [Access Amendments] renders us unable to determine from the record that the agency is complying with the forest plan standard." Hapner v. Tidwell , 621 F.3d 1239, 1250 (9th Cir. 2010) (internal quotation marks omitted).

*1036We recognize that, in some circumstances, it would be possible for the Forest Service to comply with the Access Amendments by measuring the impact of the project on existing roads-but only if the Forest Service additionally determined that the existing roads were included in the Access Amendments baseline measurement. Here, the Forest Service did not determine whether the existing roads it measured (most notably, whether the particular "undetermined" roads it measured), were included in the baseline. Absent such a determination, it is impossible to determine whether the Project will result in an increase in road mileage.

An examination of the record in this case reveals the problem with the Forest Service's failure to make this necessary determination. To justify the addition of 2.2 miles of new permanent road, the Forest Service relied on the decommissioning of 1.84 miles of "undetermined" road and the decommissioning of 0.65 miles of National Forest road. If, however, as Alliance argues, "undetermined" roads were not included in the Access Amendments baseline calculation in the first place, it would be illogical to offset the 2.2 miles of new road construction with the decommissioning of 1.84 miles of "undetermined" road.17 The fact that we do not know whether the "undetermined" roads at issue were included in the Access Amendments baseline calculation is precisely the problem. Without such information, we cannot determine whether the Forest Service complied with the Access Amendments.

The district court agreed that it is impossible to determine, with certainty, whether the "undetermined" roads at issue were included in the baseline calculation. All. for the Wild Rockies , 209 F.Supp.3d at 1192-94. Nonetheless, the district court concluded that some circumstantial evidence supported a finding that such roads were included in the baseline, and therefore granted summary judgment to Defendants. Id. at 1193-94. The district court's conclusion misses the point. The Forest Service committed clear error in its analysis by failing to specify that the existing undetermined roads were included in the Access Amendments baseline calculation, and thus failed to provide a cogent explanation for its conclusion that the Project complies with the Access Amendments. See Ctr. for Biological Diversity v. U.S. Bureau of Land Mgmt. , 698 F.3d 1101, 1124 (9th Cir. 2012) ("We cannot gloss over the absence of a cogent explanation by the agency by relying on the post hoc rationalizations offered by defendants in their appellate briefs.") (quoting Humane Soc'y of U.S. v. Locke , 626 F.3d 1040, 1049 (9th Cir. 2010) ). Moreover, the error cannot be treated as harmless in light of the ambiguity in the record as to whether the "undetermined" roads at issue were, in fact, included in the Access Amendments baseline calculation.18

*1037In sum, the Forest Service's failure to analyze whether the Project will increase the total linear miles of permanent roads within the Tobacco BORZ polygon beyond the baseline does not satisfy the plain terms of the Access Amendments and was therefore arbitrary and capricious. See NativeEcosystems Council , 418 F.3d at 962-64 ; see also Earth Island Inst. v. U.S. Forest Serv. , 697 F.3d 1010, 1018 (9th Cir. 2012) ("A court will conclude that the Forest Service acts arbitrarily and capriciously ... when the record plainly demonstrates that the Forest Service made a clear error in judgment in concluding that a project meets the requirements of the ... relevant Forest Plan.") (internal quotation marks omitted). Likewise, the FWS's concurrence in a proposed action that fails to satisfy the Access Amendments was arbitrary and capricious. On this claim, we therefore reverse the district court's denial of summary judgment to Alliance and grant of summary judgment to Defendants. The district court shall remand this issue to the Forest Service for further proceedings consistent with this opinion. See Native Ecosystems Council , 418 F.3d at 965-66.

IV. Conclusion

We hold that Alliance was entitled to summary judgment on its claims that, in approving the East Reservoir Project, the Forest Service and the FWS acted arbitrarily and capriciously by failing to determine whether the East Reservoir Project will result in road mileage within the Tobacco BORZ polygon that exceeds the baseline cap provided by the Access Amendments. With regard to Alliance's Cabinet-Yaak grizzly bear claim, the district court shall remand the issue to the Forest Service for proceedings consistent with this opinion. With regard to Alliance's lynx reconsultation claim, we vacate the part of the district court's summary judgment order that addresses this claim, Dist. Ct. Dkt. No. 67, pages 24-35; All. for the Wild Rockies , 209 F.Supp.3d at 1194-99, and remand with instructions to dismiss the reconsultation claim as moot. The injunction previously issued by this court is vacated.

REVERSED and REMANDED in part; VACATED and REMANDED in part.

The parties shall bear their own costs on appeal.