Mattei v. Medeiros, 320 F. Supp. 3d 231 (2018)

June 13, 2018 · United States District Court for the District of Columbia · CIVIL ACTION NO. 17–10869–WGY
320 F. Supp. 3d 231

Alexander MATTEI, Petitioner,
v.
Sean MEDEIROS, Respondent.

CIVIL ACTION NO. 17-10869-WGY

United States District Court, D. Massachusetts.

Signed June 13, 2018

*233Alexander Mattei, Norfolk, MA, pro se.

Susanne G. Reardon, Office of the Attorney General, Boston, MA, for Respondent.

MEMORANDUM & ORDER

YOUNG, D.J.

I. INTRODUCTION

Petitioner Alexander Mattei ("Mattei") is a state prisoner at the Massachusetts Correctional Institution in Norfolk. Mattei was convicted of assault with intent to rape and assault and battery in the Massachusetts County Superior Court sitting in and for the County of Essex on September 16, 2011. Mattei has filed a petition for a writ of habeas corpus pursuant to 28 U.S.C. § 2254. He asserts two claims: (1) his rights to confrontation were violated by restrictions on the cross-examination of a substitute DNA analyst, and (2) the trial judge erred in restricting defense counsel's cross-examination of a police witness. Pet. Writ Habeas Corpus ("Pet'r's Pet."), ECF No. 1. The respondent, Sean Medeiros ("Medeiros") opposes the petition, arguing that the Massachusetts Appeals Court decision did not unreasonably apply clearly established federal law. Resp't's Mem. Opp'n Pet. Writ Habeas Corpus ("Resp't's Opp'n"), ECF No. 13. For the reasons discussed infra, this Court DENIES Mattei's request for a writ of habeas corpus pursuant to 28 U.S.C. § 2254.

A. Procedural History

On May 20, 2002, Mattei was charged with home invasion, breaking and entering with intent to commit a felony, assault with intent to rape, indecent assault and battery, two counts of assault by means of a *234dangerous weapon, and assault and battery. Resp't's Further Supplemental Answer ("Supp. Answer") at 179, ECF No. 14. On April 2, 2004, Mattei was convicted of six out of seven of the offenses. Id. at 180. Mattei appealed the convictions, and in 2008, the Massachusetts Appeals Court affirmed the convictions. Id. In 2010, the Supreme Judicial Court granted further appellate review. Id. The Supreme Judicial Court vacated the convictions and remanded the case for a new trial on two grounds: (1) that expert testimony ought not have been admitted without accompanying statistical explanations, and (2) that the judge improperly limited defense counsel's cross-examination. Commonwealth v. Mattei, 455 Mass. 840, 862, 920 N.E.2d 845 (2010).

After a second jury trial in 2011, Mattei was convicted of assault with intent to rape and assault and battery, and was acquitted of the remaining charges. Supp. Answer at 181. On appeal from that conviction, Mattei raised three claims: (1) he was deprived of an opportunity to cross-examine a substitute DNA analyst, (2) the trial judge improperly restricted defense counsel's cross-examination of a police witness and refused to give a Bowden 1 instruction, and (3) the prosecutor made several errors in her closing argument. Commonwealth v. Mattei, 90 Mass. App. Ct. 577, 578, 62 N.E.3d 86 (2016). The Massachusetts Appeals Court affirmed the convictions on October 27, 2016. Id. at 584, 62 N.E.3d 86. The Supreme Judicial Court denied further appellate review on March 6, 2017. Commonwealth v. Mattei, 476 Mass. 1112, 80 N.E.3d 980 (2017). On May 15, 2017, Mattei filed a petition under 28 U.S.C. § 2254 for writ of habeas corpus by a person in state custody. Pet'r's Pet. 1.

II. ANALYSIS

Mattei argues that (1) his confrontation rights were violated when a substitute DNA analyst was not sufficiently cross-examined, and (2) the trial judge erred in restricting defense counsel's cross-examination of a police witness. Pet'r's Pet. 6-8. This Court concludes that neither of these arguments are meritorious and DENIES Mattei's request for relief under 28 U.S.C. § 2254.

A. Standard of Review

The Antiterrorism and Effective Death Penalty Act of 1996 ("AEDPA") governs petitions for habeas corpus seeking relief from convictions in state court. See Hyatt v. Gelb, 142 F.Supp.3d 198, 202 (D. Mass. 2015). A district court may entertain an application for a writ of habeas corpus on behalf of a person in custody pursuant to the judgment of a state court only on the ground that he is in custody in violation of the Constitution or laws or treaties of the United States. 28 U.S.C. § 2254(a). Habeas relief may be granted only if the petitioner is able to show that the state adjudication

(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or (2) resulted in a decision that was based on an unreasonable determination of the facts *235in light of the evidence presented in the State court proceeding.

28 U.S.C. § 2254(d).

A state court decision is contrary to clearly established federal law under 28 U.S.C. § 2254(d) if "the state court confronts facts that are materially indistinguishable from a relevant Supreme Court precedent and arrives at a result opposite to ours." Williams v. Taylor, 529 U.S. 362, 405, 120 S.Ct. 1495, 146 L.Ed.2d 389 (2000). In addition, a state court decision may be an unreasonable application of federal law if it identifies the applicable governing legal rule, "but unreasonably applies it to the facts of the particular state prisoner's case." Id. at 407, 120 S.Ct. 1495.

State court decisions are given substantial deference; the incorrectness of a state court decision does not alone warrant relief for a petitioner. Instead, relief may be granted only if the state court decision in question features " 'some increment of incorrectness beyond error' that is 'great enough to make the decision unreasonable in the independent objective judgment of the federal court.' " Evans v. Thompson, 465 F.Supp.2d 62, 67 (D. Mass 2006) (quoting Norton v. Spencer, 351 F.3d 1, 8 (1st Cir. 2003) ), aff'd, 518 F.3d 1 (1st Cir. 2008). Put simply, if a state court's decision "was reasonable, it cannot be disturbed" on habeas review. Hardy v. Cross, 565 U.S. 65, 72, 132 S.Ct. 490, 181 L.Ed.2d 468 (2011) (per curiam).

The relevant law necessary for an analysis under 28 U.S.C. § 2254(d)(1) is limited to the holdings of Supreme Court cases existing at the time of the state court decision, and does not include the dicta in such cases. See Williams, 529 U.S. at 412, 120 S.Ct. 1495.

B. Confrontation Clause

Mattei first argues that his "confrontation rights were abridged" when the Commonwealth called crime lab analyst Brian Cunningham to provide opinion testimony based on original DNA test results from tests completed by the initial DNA analyst, Stacey Edward. Pet'r's Mem. Supp. Pet. Writ. Habeas Corpus ("Pet'r's Mem.") 9, ECF No. 12. Medeiros explains that, according to precedent, "the second analyst's opinion was admissible even if it was based on work conducted by the first analyst." Resp't's Opp'n 8. This Court agrees with Medeiros as well as the Massachusetts Appeals Court's holding; Mattei's rights under the Confrontation Clause were not violated by the DNA analyst's opinion testimony.

The Sixth Amendment to the United States Constitution, specifically the Confrontation Clause, provides that "the accused shall enjoy the right ... to be confronted with the witnesses against him." U.S. Const. amend. VI. The Supreme Court noted that this right prohibits testimonial statements by a person who does not testify at trial "unless he was unavailable to testify, and the defendant had had a prior opportunity for cross-examination." Crawford v. Washington, 541 U.S. 36, 54, 124 S.Ct. 1354, 158 L.Ed.2d 177 (2004). A testimonial statement is a statement that the declarant would reasonably expect to be used in a prosecution. See, e.g., id. at 51-52, 124 S.Ct. 1354 ; Davis v. Washington, 547 U.S. 813, 821, 126 S.Ct. 2266, 165 L.Ed.2d 224 (2006) (victim statement to 911 operator was not testimonial and not barred by Confrontation Clause, but victim's written affidavit to a police officer was testimonial and therefore barred by Confrontation Clause).

The Supreme Court has expanded Confrontation Clause jurisprudence since Crawford to apply to scientific reports. See *236Melendez-Diaz v. Massachusetts, 557 U.S. 305, 345, 129 S.Ct. 2527, 174 L.Ed.2d 314 (2009) ; Bullcoming v. New Mexico, 564 U.S. 647, 669, 131 S.Ct. 2705, 180 L.Ed.2d 610 (2011). In Melendez-Diaz, the Supreme Court held that certificates of analysis from a forensic laboratory that tested a substance found in the defendant's bag were testimonial. Melendez-Diaz, 557 U.S. at 345, 129 S.Ct. 2527. The Court compared the certificates to live testimony because they were "quite plainly affidavits," id. at 310, 129 S.Ct. 2527, and did "precisely what a witness does on direct examination," id. at 311, 129 S.Ct. 2527 (quoting Davis, 547 U.S. at 830, 126 S.Ct. 2266 ). Since the certificates of analysis were made to establish or prove "that the substance found in the possession of Melendez-Diaz ... was, as the prosecution claimed, cocaine," the Court held they could not be introduced unless the authors of the certificates were subject to cross-examination. Id. at 310-11, 129 S.Ct. 2527. Similarly in Bullcoming, the Supreme Court specifically held that the "testimonial certification" of a blood alcohol analysis report was an out-of-court testimonial statement of the forensic analyst who certified the report. Bullcoming, 564 U.S. at 657, 131 S.Ct. 2705. While it is true that the test results were generated by a machine, "[the analyst's] certification, however, reported more than a machine-generated number." Id. at 659-60, 131 S.Ct. 2705. Because the certified report was received in evidence through the in-court testimony of a different surrogate analyst, the evidence violated the defendant's rights to confrontation. Id. at 652, 131 S.Ct. 2705. The Court explained in Bullcoming that "surrogate testimony ... could not convey what [the original analyst] knew or observed about the events his certification concerned, i.e., the particular test and testing process he employed." Id. at 661, 131 S.Ct. 2705.

Then came Williams v. Illinois, 567 U.S. 50, 132 S.Ct. 2221, 183 L.Ed.2d 89 (2012) (plurality opinion), a decision about which Justice Kagan remarked, "I call Justice Alito's opinion 'the plurality,' because that is the conventional term for it. But in all except its disposition, his opinion is a dissent: Five justices specifically reject every aspect of its reasoning and every paragraph of its explication." Williams, 567 U.S. at 120, 132 S.Ct. 2221 (Kagan, J., dissenting). Despite this, the plurality opinion appears to hold that an expert analyst could offer an opinion on a Cellmark DNA report because such a report is "very different from the sort of extrajudicial statements, such as affidavits," and thus not a violation of the Confrontation Clause. Id. at 58, 132 S.Ct. 2221 (plurality opinion). At the very least, this ruling relaxes the standards of Melendez-Diaz and Bullcoming if it does not overrule them sub silentio, at least in the DNA context.2

*238See Colleen Clark, DNA Analysis and the Confrontation Clause: "Special Needs" Category for DNA Testimonial Evidence, 44 Golden Gate U. L. Rev. 195, 196 (2014).

Constrained by Williams, the First Circuit affirmed in Barbosa v. Mitchell, 812 F.3d 62 (1st Cir. 2016), the denial of habeas relief in circumstances similar to those in the case at bar. In Barbosa, the Court held that the admission of a senior criminalist's expert testimonial opinion on the results of a DNA test performed by another DNA analyst was proper. Id. at 67. The First Circuit pointed to the Supreme Court's plurality decision in Williams to explain that there is no Confrontation Clause precedent proposing that "admitting an opinion such as that offered by [a surrogate DNA analyst] violates the right to confrontation." Id.

Under Confrontation Clause precedent, the expert testimony of analyst Brian Cunningham was properly admitted. Cunningham provided opinion testimony concerning original DNA test results from testing completed by an initial DNA analyst. See Mattei, 90 Mass. App. Ct. at 578-79, 62 N.E.3d 86. The holding in Williams indicates that the admission of an expert opinion based on a scientific DNA report prepared by another does not violate the right to confrontation. 567 U.S. at 57, 132 S.Ct. 2221.3

The Appeals Court thus correctly ruled here that "[a]n expert may testify as to his opinion, even if it is based on work conducted by another analyst." Mattei, 90 Mass. App. Ct. at 579, 62 N.E.3d 86. The second analyst's opinion testimony was admissible even though it was based on testing done by the first analyst. Id. at 580, 62 N.E.3d 86. Medeiros' rights under the Confrontation Clause were not violated by the DNA analyst's opinion testimony. Id. A certificate of appealability will issue on this point.4

*239C. Cross-Examination of Police Witness

Mattei next argues that the Appeals Court erred in holding that the trial judge did not improperly "restrict the defense's ability to show bias and incompetence of the officers' investigation" when the trial judge limited his cross-examination of multiple officers, thereby limiting his attempted Bowden defense under state evidentiary law.5 Pet'r's Mem. 15. Medeiros correctly argues that under 28 U.S.C. § 2254, "no habeas claim exists as to state criminal convictions unless the alleged errors are violations of the Constitution, laws, or treaties of the United States." Resp't's Opp'n 11.

"A necessary predicate for the granting of federal habeas relief ... is a determination by the federal court that [a petitioner's] custody violates the Constitution, laws, or treaties of the United States." Rose v. Hodges, 423 U.S. 19, 21, 96 S.Ct. 175, 46 L.Ed.2d 162 (1975). The Supreme Court has held that "federal habeas corpus relief does not lie for errors of state law." Lewis v. Jeffers, 497 U.S. 764, 780, 110 S.Ct. 3092, 111 L.Ed.2d 606 (1990) ; see Pulley v. Harris, 465 U.S. 37, 41, 104 S.Ct. 871, 79 L.Ed.2d 29 (1984). In Estelle v. McGuire, 502 U.S. 62, 112 S.Ct. 475, 116 L.Ed.2d 385 (1991), the Court reemphasized "that it is not the province of a federal habeas court to reexamine state-court determinations on state-law questions. In conducting habeas review, a federal court is limited to deciding whether a conviction violated the Constitution, laws, or treaties of the United States." Id. at 67-68, 112 S.Ct. 475.

Because Mattei complains about issues of state evidentiary law which are not subject to review under 28 U.S.C § 2254, this Court declines to review the decision of the Appeals Court regarding the limitation of further examination into the police investigation.

D. Due Process

Mattei argues finally that the trial judge's limitation of his cross-examination of a second police officer denied him his right to due process of law. Pet'r's Mem. 13. Mattei cites Holmes v. South Carolina, 547 U.S. 319, 126 S.Ct. 1727, 164 L.Ed.2d 503 (2006), to explain "[w]hether rooted directly in the Due Process Clause of the Fourteenth Amendment or in the Compulsory Process or Confrontation Clauses of the Sixth Amendment, the Constitution *240guarantees criminal defendants 'a meaningful opportunity to present a complete defense.' " Id. at 324, 126 S.Ct. 1727 (quoting Crane v. Kentucky, 476 U.S. 683, 690, 106 S.Ct. 2142, 90 L.Ed.2d 636 (1986) ). Medeiros correctly argues that because the standard of review for a state court decision is "reasonableness," habeas relief is not warranted. Resp't's Opp'n 13.

"The court may exclude relevant evidence if its probative value is substantially outweighed by a danger of ... needlessly presenting cumulative evidence." Fed. R. Evid. 403. While the violation of a rule of evidence is not, in itself, a constitutional violation, "an evidentiary error may result in such fundamental unfairness to the defendant as to constitute a due process violation." Evans v. Verdini, 466 F.3d 141, 145 (1st Cir. 2006). Of importance here, federal habeas review is not "a vehicle to second-guess the reasonable decisions of state courts." Renico v. Lett, 559 U.S. 766, 779, 130 S.Ct. 1855, 176 L.Ed.2d 678 (2010). At trial, Mattei was permitted to advance his defense by attempting to expose the inadequacies of the police investigation. Resp't's Opp'n 10-11. Mattei then proceeded to ask another police officer the same question. Id. at 11. The trial judge limited this further examination, and the Appeals Court ruled that the judge exercised proper discretion "where such testimony would have been cumulative." See Mattei, 90 Mass. App. Ct. at 581, 62 N.E.3d 86. The limitation of cumulative testimony, "even if it is debatable, ... is not unreasonable." Wood v. Allen, 558 U.S. 290, 303, 130 S.Ct. 841, 175 L.Ed.2d 738 (2010). The limitation of Mattei's cross-examination reasonably occurred only after Mattei attempted to ask a subsequent police officer an identical question. The decision by the trial judge to limit cumulative testimony was reasonable. Mattei was provided a meaningful opportunity to present his whole defense and the limitation of a second cross-examination in no way resulted in fundamental unfairness creating a due process violation.

The Massachusetts Appeals Court's decision "was [not] contrary to, or involved an unreasonable application of, clearly established Federal law." 28 U.S.C. § 2254(d) )(1). Mattei's request for habeas relief is denied.

III. CONCLUSION

For the reasons stated above, the Court DENIES Mattei's petition under 28 U.S.C. § 2254 for a writ of habeas corpus. A certificate of appealability will issue as to point II.B above, but not otherwise as the remaining claims are utterly without merit.

SO ORDERED.