Cases citing 17 C.F.R. § 230.405

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Securities & Exchange Commission v. Bond & Share Corp.

Dec. 30, 1963

229 F. Supp. 88 · United States District Court for the Western District of Oklahoma · United States
Demarco v. Edens

March 7, 1968

390 F.2d 836 · United States Court of Appeals for the Second Circuit · United States
Escott v. BarChris Construction Corp.

March 29, 1968

283 F. Supp. 643 · United States District Court for the Southern District of New York · United States
United States v. Hill

April 9, 1969

298 F. Supp. 1221 · United States District Court for the District of Connecticut · United States
Johns Hopkins University v. Hutton

Feb. 18, 1970

422 F.2d 1124 · United States Court of Appeals for the Fourth Circuit · United States
Feit v. Leasco Data Processing Equipment Corp.

Aug. 26, 1971

332 F. Supp. 544 · United States District Court for the Eastern District of New York · United States
Dyer v. Eastern Trust & Banking Co.

Dec. 30, 1971

336 F. Supp. 890 · United States District Court for the District of Maine · United States
Reliance Electric Co. v. Emerson Electric Co.

Jan. 11, 1972

404 U.S. 418, 30 L. Ed. 2d 575, 92 S. Ct. 596, 1972 U.S. LEXIS 158, SCDB 1971-036 · Supreme Court of the United States · United States
Lane v. Midwest Bancshares Corp.

Jan. 31, 1972

337 F. Supp. 1200 · United States District Court for the Eastern District of Arkansas · United States
Northway, Inc. v. TSC Industries, Inc.

May 21, 1973

361 F. Supp. 108 · United States District Court for the Northern District of Illinois · United States
Safeway Portland Employees' Federal Credit Union v. C. H. Wagner & Co.

Aug. 5, 1974

501 F.2d 1120 · United States Court of Appeals for the Ninth Circuit · United States
Securities & Exchange Commission v. National Student Marketing Corp.

Oct. 21, 1975

402 F. Supp. 641 · United States District Court for the District of Columbia · United States
Drier v. Tarpon Oil Co.

Oct. 31, 1975

522 F.2d 199 · United States Court of Appeals for the Fifth Circuit · United States
Swank Federal Credit Union v. C. H. Wagner & Co.

Dec. 17, 1975

405 F. Supp. 385 · United States District Court for the District of Massachusetts · United States
TSC Industries, Inc. v. Northway, Inc.

June 14, 1976

426 U.S. 438, 48 L. Ed. 2d 757, 96 S. Ct. 2126, SCDB 1975-125, 1976 U.S. LEXIS 155 · Supreme Court of the United States · United States
Natural Resources Defense Council, Inc. v. Securities & Exchange Commission

May 19, 1977

432 F. Supp. 1190 · United States District Court for the District of Columbia · United States
Ingenito v. Bermec Corp.

Oct. 21, 1977

441 F. Supp. 525 · United States District Court for the Southern District of New York · United States
McFarland v. Memorex Corp.

Feb. 12, 1980

493 F. Supp. 631 · United States District Court for the Northern District of California · United States
American General Insurance v. Equitable General Corp.

May 5, 1980

493 F. Supp. 721 · United States District Court for the Eastern District of Virginia · United States
Pharo v. Smith

July 9, 1980

621 F.2d 656 · United States Court of Appeals for the Fifth Circuit · United States
Paul F. Newton & Co. v. Texas Commerce Bank

Nov. 21, 1980

630 F.2d 1111 · United States Court of Appeals for the Fifth Circuit · United States
G. A. Thompson & Co. v. Partridge

Feb. 9, 1981

636 F.2d 945 · United States Court of Appeals for the Fifth Circuit · United States
Goodman v. Moyer

Sept. 25, 1981

523 F. Supp. 35 · United States District Court for the Eastern District of Pennsylvania · United States
Leff v. CIP Corp.

March 18, 1982

540 F. Supp. 857 · United States District Court for the Southern District of Ohio · United States
Westlake v. Abrams

May 27, 1983

565 F. Supp. 1330 · United States District Court for the Northern District of Georgia · United States
Wright v. Schock

June 30, 1983

571 F. Supp. 642 · United States District Court for the Northern District of California · United States
Terrydale Liquidating Trust v. Barness

Nov. 19, 1984

611 F. Supp. 1006 · United States District Court for the Southern District of New York · United States
Index Fund, Inc. v. Hagopian

Feb. 6, 1985

609 F. Supp. 499 · United States District Court for the Southern District of New York · United States
KDT Industries, Inc. v. Home Insurance

Feb. 14, 1985

603 F. Supp. 861 · United States District Court for the District of Massachusetts · United States
Seidel v. Public Service Co.

Aug. 27, 1985

616 F. Supp. 1342 · United States District Court for the District of New Hampshire · United States
In Re Convergent Technologies Securities Litigation

Oct. 28, 1985

108 F.R.D. 328 · United States District Court for the Northern District of California · United States
Kersh v. General Council of the Assemblies of God

Nov. 13, 1986

804 F.2d 546 · United States Court of Appeals for the Ninth Circuit · United States
Roberts v. Heim

March 23, 1987

670 F. Supp. 1466 · United States District Court for the Northern District of California · United States
Marshall v. Quinn-L Equities, Inc.

Dec. 6, 1988

704 F. Supp. 1384 · United States District Court for the Northern District of Texas · United States
Hines v. Data Line System Inc.

Feb. 22, 1990

114 Wash. 2d 127 · Washington Supreme Court · Washington
Deutsch v. Cogan

Feb. 26, 1990

580 A.2d 100 · Delaware Court of Chancery · Delaware
Binder v. Gordian Securities, Inc.

June 26, 1990

742 F. Supp. 663 · United States District Court for the Northern District of Georgia · United States
Sears, Roebuck & Co. v. Sears plc

July 24, 1990

744 F. Supp. 1297 · United States District Court for the District of Delaware · United States
Hollinger v. Titan Capital Corp.

Sept. 27, 1990

914 F.2d 1564 · United States Court of Appeals for the Ninth Circuit · United States
In re SmithKline Beckman Corp. Securities Litigation

Oct. 29, 1990

751 F. Supp. 525 · United States District Court for the Eastern District of Pennsylvania · United States
Dennis v. General Imaging, Inc.

Dec. 3, 1990

918 F.2d 496 · United States Court of Appeals for the Fifth Circuit · United States
Sheinkopf v. Stone

March 7, 1991

927 F.2d 1259 · United States Court of Appeals for the First Circuit · United States
Gray v. First Winthrop Corp.

Oct. 28, 1991

776 F. Supp. 504 · United States District Court for the Northern District of California · United States
In re American Continental Corporation/Lincoln Savings & Loan Securities Litigation

June 18, 1992

794 F. Supp. 1424 · United States District Court for the District of Arizona · United States
First Interstate Bank of Denver, N.A. v. Pring

July 8, 1992

969 F.2d 891 · United States Court of Appeals for the Tenth Circuit · United States
Rand v. M/A-Com, Inc.

Sept. 18, 1992

824 F. Supp. 242 · United States District Court for the District of Massachusetts · United States
Wanetick v. Mel's of Modesto, Inc.

Dec. 15, 1992

811 F. Supp. 1402 · United States District Court for the Northern District of California · United States
Donohoe v. Consolidated Operating & Production Corp.

Dec. 28, 1992

982 F.2d 1130 · United States Court of Appeals for the Seventh Circuit · United States
Baker, Watts & Co. v. Miles & Stockbridge

Feb. 24, 1993

95 Md. App. 145, 620 A.2d 356 · Court of Special Appeals of Maryland · Maryland
Roby v. Corp. of Lloyd's

June 2, 1993

996 F.2d 1353 · United States Court of Appeals for the Second Circuit · United States
Monieson v. Commodity Futures Trading Commission

June 7, 1993

996 F.2d 852 · United States Court of Appeals for the Seventh Circuit · United States
Professional Service Industries, Inc. v. Kimbrell

Sept. 8, 1993

834 F. Supp. 1289 · United States District Court for the District of Kansas · United States
Abbott v. Equity Group, Inc.

Sept. 28, 1993

2 F.3d 613 · United States Court of Appeals for the Fifth Circuit · United States
Arena Land & Investment Co. v. Petty

Aug. 12, 1994

906 F. Supp. 1470 · United States District Court for the District of Utah · United States
Kaplan v. Rose

Oct. 11, 1994

49 F.3d 1363 · United States Court of Appeals for the Ninth Circuit · United States
In re Gupta Corp. Securities Litigation

Dec. 6, 1994

900 F. Supp. 1217 · United States District Court for the Northern District of California · United States
In re Piece Goods Shops Co.

Oct. 6, 1995

188 B.R. 778 · United States Bankruptcy Court for the Middle District of North Carolina · United States
Atlanta Skin & Cancer Clinic, P.C. v. Hallmark General Partners, Inc.

Oct. 16, 1995

320 S.C. 113, 463 S.E.2d 600 · Supreme Court of South Carolina · South Carolina
Paracor Finance, Inc. v. General Electric Capital Corp.

March 13, 1996

96 F.3d 1151 · United States Court of Appeals for the Ninth Circuit · United States
Paracor Finance, Inc. v. General Electric Capital Corp.

March 13, 1996

79 F.3d 878 · United States Court of Appeals for the Ninth Circuit · United States
Schaffer v. Timberland Co.

March 18, 1996

924 F. Supp. 1298 · United States District Court for the District of New Hampshire · United States
Brown v. Enstar Group, Inc.

May 31, 1996

84 F.3d 393 · United States Court of Appeals for the Eleventh Circuit · United States
Geiger v. Solomon-Page Group, Ltd.

July 10, 1996

933 F. Supp. 1180 · United States District Court for the Southern District of New York · United States
Sloane Overseas Fund, Ltd. v. Sapiens International Corp.

Sept. 23, 1996

941 F. Supp. 1369 · United States District Court for the Southern District of New York · United States
United States v. Yeaman

March 10, 1997

987 F. Supp. 373 · United States District Court for the Eastern District of Pennsylvania · United States
Powers v. Eichen

March 14, 1997

977 F. Supp. 1031 · United States District Court for the Southern District of California · United States
In re Silicon Graphics, Inc. Securities Litigation

May 23, 1997

970 F. Supp. 746 · United States District Court for the Northern District of California · United States
Stat-Tech Liquidating Trust v. Fenster

July 18, 1997

981 F. Supp. 1325 · United States District Court for the District of Colorado · United States
In re Valujet, Inc., Securities Litigation

Nov. 10, 1997

984 F. Supp. 1472 · United States District Court for the Northern District of Georgia · United States
In re Paracelsus Corp., Securities Litigation

March 9, 1998

6 F. Supp. 2d 626 · United States District Court for the Southern District of Texas · United States
Securities & Exchange Commission v. Cavanagh

April 20, 1998

1 F. Supp. 2d 337 · United States District Court for the Southern District of New York · United States
Maher v. Durango Metals, Inc.

May 19, 1998

144 F.3d 1302 · United States Court of Appeals for the Tenth Circuit · United States
In re Miller Industries, Inc. Securities Litigation

July 21, 1998

12 F. Supp. 2d 1323 · United States District Court for the Northern District of Georgia · United States
Malin v. IVAX Corp.

Aug. 18, 1998

17 F. Supp. 2d 1345 · United States District Court for the Southern District of Florida · United States
Rubinstein v. Skyteller, Inc.

March 2, 1999

48 F. Supp. 2d 315 · United States District Court for the Southern District of New York · United States
McNamara v. Bre-X Minerals Ltd.

March 18, 1999

46 F. Supp. 2d 628 · United States District Court for the Eastern District of Texas · United States
Wenneman v. Brown

March 19, 1999

49 F. Supp. 2d 1283 · United States District Court for the District of Utah · United States
Abrams v. Ohio Casualty Insurance

May 27, 1999

322 N.J. Super. 330, 731 A.2d 48 · New Jersey Superior Court, Appellate Division · New Jersey
In re Number Nine Visual Technology Corp. Securities Litigation

June 1, 1999

51 F. Supp. 2d 1 · United States District Court for the District of Massachusetts · United States
United States v. Yeaman

Oct. 15, 1999

194 F.3d 442 · United States Court of Appeals for the Third Circuit · United States
Yadlosky v. Grant Thornton, L.L.P.

March 21, 2000

120 F. Supp. 2d 622 · United States District Court for the Eastern District of Michigan · United States
In re the Baan Co. Securities Litigation

June 21, 2000

103 F. Supp. 2d 1 · United States District Court for the District of Columbia · United States
In re Twinlab Corp. Securities Litigation

July 5, 2000

103 F. Supp. 2d 193 · United States District Court for the Eastern District of New York · United States
In re Theragenics Corp. Securities Litigation

July 20, 2000

105 F. Supp. 2d 1342 · United States District Court for the Northern District of Georgia · United States
Howard v. Everex Systems, Inc.

Sept. 29, 2000

228 F.3d 1057 · United States Court of Appeals for the Ninth Circuit · United States
Med Safe Northwest, Inc. v. Medvial, Inc.

Jan. 5, 2001

1 F. App'x 795 · United States Court of Appeals for the Tenth Circuit · United States
Jairett v. First Montauk Securities Corp.

May 14, 2001

153 F. Supp. 2d 562 · United States District Court for the Eastern District of Pennsylvania · United States
In re Towne Services, Inc. Securities Litigation

June 4, 2001

184 F. Supp. 2d 1308 · United States District Court for the Northern District of Georgia · United States
Theoharous v. Fong

July 11, 2001

256 F.3d 1219 · United States Court of Appeals for the Eleventh Circuit · United States
In re S1 Corp. Securities Litigation

Oct. 23, 2001

173 F. Supp. 2d 1334 · United States District Court for the Northern District of Georgia · United States
In re JDN Realty Corp. Securities Litigation

Jan. 25, 2002

182 F. Supp. 2d 1230 · United States District Court for the Northern District of Georgia · United States
In re Paradyne Networks, Inc. Securities Litigation

April 2, 2002

197 F. Supp. 2d 1349 · United States District Court for the Middle District of Florida · United States
Securities & Exchange Commission v. Lybrand

May 10, 2002

200 F. Supp. 2d 384 · United States District Court for the Southern District of New York · United States
Uhre v. Emmett A. Larkin Co.

May 28, 2002

205 F. Supp. 2d 475 · United States District Court for the District of Maryland · United States
Flood v. Miller

May 30, 2002

35 F. App'x 701 · United States Court of Appeals for the Ninth Circuit · United States
Coleman & Co. Securities, Inc. v. Giaquinto Family Trust

Sept. 27, 2002

236 F. Supp. 2d 288 · United States District Court for the Southern District of New York · United States
No. 84 Employer-Teamster Joint Council Pension Trust Fund v. America West Holding Corp.

Feb. 13, 2003

320 F.3d 920 · United States Court of Appeals for the Ninth Circuit · United States
In re Baan Co. Securities Litigation

Feb. 20, 2003

245 F. Supp. 2d 117 · United States District Court for the District of Columbia · United States
Neely v. Bar Harbor Bankshares

July 10, 2003

270 F. Supp. 2d 50 · United States District Court for the District of Maine · United States
In re Xcel Energy, Inc.

Sept. 30, 2003

286 F. Supp. 2d 1047 · United States District Court for the District of Minnesota · United States

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