Cases citing 17 C.F.R. § 210.4-01

Dan River, Inc. v. Icahn

Jan. 7, 1983

701 F.2d 278 · United States Court of Appeals for the Fourth Circuit · United States
National Distillers & Chemical Corp. v. Stephens

Oct. 19, 1995

912 S.W.2d 30 · Supreme Court of Kentucky · Kentucky
Marksman Partners, L.P. v. Chantal Pharmaceutical Corp.

May 21, 1996

927 F. Supp. 1297 · United States District Court for the Central District of California · United States
Plevy v. Haggerty

Aug. 21, 1998

38 F. Supp. 2d 816 · United States District Court for the Central District of California · United States
Securities & Exchange Commission v. Chester Holdings, Ltd.

Feb. 19, 1999

41 F. Supp. 2d 505 · United States District Court for the District of New Jersey · United States
Securities & Exchange Commission v. Caserta

Dec. 8, 1999

75 F. Supp. 2d 79 · United States District Court for the Eastern District of New York · United States
In re World Access, Inc.

March 28, 2000

119 F. Supp. 2d 1348 · United States District Court for the Northern District of Georgia · United States
In re Milestone Scientific Securities Litigation

May 31, 2000

103 F. Supp. 2d 425 · United States District Court for the District of New Jersey · United States
Chu v. Sabratek Corp.

June 13, 2000

100 F. Supp. 2d 815 · United States District Court for the Northern District of Illinois · United States
In re Campbell Soup Co. Securities Litigation

June 19, 2001

145 F. Supp. 2d 574 · United States District Court for the District of New Jersey · United States
Kinney v. Metro Global Media, Inc.

Oct. 12, 2001

170 F. Supp. 2d 173 · United States District Court for the District of Rhode Island · United States
In re Northpoint Communications Group, Inc., Securities Litigation

Dec. 21, 2001

184 F. Supp. 2d 991 · United States District Court for the Northern District of California · United States
Romine v. Acxiom Corp.

July 15, 2002

296 F.3d 701 · United States Court of Appeals for the Eighth Circuit · United States
Mesko v. Cabletron System, Inc.

Nov. 12, 2002

311 F.3d 11 · United States Court of Appeals for the First Circuit · United States
Collmer v. U.S. Liquids, Inc.

Jan. 23, 2003

268 F. Supp. 2d 718 · United States District Court for the Southern District of Texas · United States
Friedman v. Rayovac Corp.

May 30, 2003

295 F. Supp. 2d 957 · United States District Court for the Western District of Wisconsin · United States
Goldstein v. MCI WorldCom

July 28, 2003

340 F.3d 238 · United States Court of Appeals for the Fifth Circuit · United States
In re Worldcom, Inc. Securities Litigation

Oct. 24, 2003

219 F.R.D. 267 · United States District Court for the Southern District of New York · United States
In re Vivendi Universal, S.A. Securities Litigation

Nov. 3, 2003

381 F. Supp. 2d 158 · United States District Court for the Southern District of New York · United States
Wietschner v. Monterey Pasta Co.

Nov. 4, 2003

294 F. Supp. 2d 1102 · United States District Court for the Northern District of California · United States
California Public Employees' Retirement System v. Ebbers

Jan. 20, 2004

308 F. Supp. 2d 214 · United States District Court for the Southern District of New York · United States
Klebanow v. Nui Corp.

April 23, 2004

314 F. Supp. 2d 388 · United States District Court for the District of New Jersey · United States
Hevesi v. Citigroup Inc.

May 7, 2004

366 F.3d 70 · United States Court of Appeals for the Second Circuit · United States
Rosen v. Textron, Inc.

June 15, 2004

321 F. Supp. 2d 308 · United States District Court for the District of Rhode Island · United States
In re Stellent, Inc. Securities Litigation

July 23, 2004

326 F. Supp. 2d 970 · United States District Court for the District of Minnesota · United States
Baron v. Smith

Aug. 18, 2004

380 F.3d 49 · United States Court of Appeals for the First Circuit · United States
Baron v. Smith

Aug. 18, 2004

380 F.3d 49 · United States Court of Appeals for the First Circuit · United States
Dunn v. Enterprise Rent-A-Car Co.

April 12, 2005

170 S.W.3d 1 · Missouri Court of Appeals · Missouri
Batt v. Acceptance Insurance Companies, Inc.

Aug. 29, 2005

423 F.3d 899 · United States Court of Appeals for the Eighth Circuit · United States
Securities & Exchange Commission v. Guenthner

Sept. 26, 2005

395 F. Supp. 2d 835 · United States District Court for the District of Nebraska · United States
Takara Trust v. Molex Inc.

April 28, 2006

429 F. Supp. 2d 960 · United States District Court for the Northern District of Illinois · United States
Limantour v. Cray Inc.

April 28, 2006

432 F. Supp. 2d 1129 · United States District Court for the Western District of Washington · United States
Deephaven Private Placement Trading, Ltd. v. Grant Thornton & Co.

July 21, 2006

454 F.3d 1168 · United States Court of Appeals for the Tenth Circuit · United States
United States v. Ebbers

July 28, 2006

458 F.3d 110 · United States Court of Appeals for the Second Circuit · United States
Smith v. Corning Inc.

July 9, 2007

496 F. Supp. 2d 244 · United States District Court for the Western District of New York · United States
Zaluski v. United American Healthcare Corp.

May 27, 2008

527 F.3d 564 · United States Court of Appeals for the Sixth Circuit · United States
In re Countrywide Financial Corp. Securities Litigation

Dec. 9, 2009

273 F.R.D. 586 · United States District Court for the Central District of California · United States
Hoff v. Popular, Inc.

Aug. 2, 2010

727 F. Supp. 2d 77 · United States District Court for the District of Puerto Rico · United States
In re American International Group, Inc. 2008 Securities Litigation

Sept. 27, 2010

741 F. Supp. 2d 511 · United States District Court for the Southern District of New York · United States
In re Fannie Mae 2008 Securities Litigation

Sept. 30, 2010

742 F. Supp. 2d 382 · United States District Court for the Southern District of New York · United States
In re Bear Stearns Companies, Inc. Securities, Derivative, & Erisa Litigation

Jan. 19, 2011

763 F. Supp. 2d 423 · United States District Court for the Southern District of New York · United States
Dronsejko v. Thornton

Jan. 20, 2011

632 F.3d 658 · United States Court of Appeals for the Tenth Circuit · United States
In re Thornburg Mortgage, Inc. Securities Litigation

June 2, 2011

824 F. Supp. 2d 1214 · United States District Court for the District of New Mexico · United States
Pennsylvania Public School Employees' Retirement System v. Bank of America Corp.

July 11, 2012

874 F. Supp. 2d 341 · United States District Court for the Southern District of New York · United States
In re Thornburg Mortgage, Inc. Securities Litigation

Nov. 26, 2012

912 F. Supp. 2d 1178 · United States District Court for the District of New Mexico · United States
Oklahoma Firefighters Pension & Retirement System v. Student Loan Corp.

June 25, 2013

951 F. Supp. 2d 479 · United States District Court for the Southern District of New York · United States
Slater v. Edwards

July 9, 2013

719 F.3d 1190 · United States Court of Appeals for the Tenth Circuit · United States
In re Montage Technology Group Ltd. Securities Litigation

Jan. 29, 2015

78 F. Supp. 3d 1215 · United States District Court for the Northern District of California · United States
In re Genworth Financial Inc. Securities Litigation

May 1, 2015

103 F. Supp. 3d 759 · United States District Court for the Eastern District of Virginia · United States
Construction Workers Pension Fund-Lake County & Vicinity v. Navistar International Corp.

July 10, 2015

114 F. Supp. 3d 633 · United States District Court for the Northern District of Illinois · United States
Copley Fund, Inc. v. Securities & Exchange Commission

Aug. 11, 2015

796 F.3d 131 · United States Court of Appeals for the District of Columbia Circuit · United States
Copley Fund, Inc. v. Securities & Exchange Commission

Aug. 11, 2015

418 U.S. App. D.C. 131, 796 F.3d 131 · United States Court of Appeals for the District of Columbia Circuit · United States
Harris v. Amtrust Financial Services, Inc.

Sept. 29, 2015

135 F. Supp. 3d 155 · United States District Court for the Southern District of New York · United States
Meehancombs Global Credit Opportunities Master Fund, LP v. Caesars Entertainment Corp.

Dec. 29, 2015

162 F. Supp. 3d 200 · United States District Court for the Southern District of New York · United States
Indiana Public Retirement System v. SAIC, Inc.

March 29, 2016

818 F.3d 85 · United States Court of Appeals for the Second Circuit · United States
In re EZCorp, Inc. Securities Litigations

March 31, 2016

181 F. Supp. 3d 197 · United States District Court for the Southern District of New York · United States
In re Akorn, Inc. Securities Litigation

March 6, 2017

240 F. Supp. 3d 802 · United States District Court for the Northern District of Illinois · United States
Securities & Exchange Commission v. Life Partners Holdings, Inc.

April 21, 2017

854 F.3d 765 · United States Court of Appeals for the Fifth Circuit · United States
Sec. & Exch. Comm'n v. RPM Int'l, Inc.

Sept. 29, 2017

282 F. Supp. 3d 1 · United States Court of Appeals for the District of Columbia · United States
Jackson Inv. Grp., LLC v. Thomas

Oct. 3, 2017

325 F. Supp. 3d 1334 · United States District Court for the Northern District of Georgia · United States
Doubleline Capital LP v. Odebrecht Fin., Ltd.

Aug. 8, 2018

323 F. Supp. 3d 393 · United States District Court for the Southern District of Illinois · United States
Employees' Ret. Sys. of Haw. v. Whole Foods Mkt., Inc.

Oct. 3, 2018

905 F.3d 892 · United States Court of Appeals for the Fifth Circuit · United States