In re Child of Scott A., 213 A.3d 117 (2019)

July 30, 2019 · Maine Supreme Judicial Court · Docket: Yor-19-108
213 A.3d 117

IN RE CHILD OF SCOTT A.

Docket: Yor-19-108

Supreme Judicial Court of Maine.

Submitted On Briefs: July 18, 2019
Decided: July 30, 2019

*118Seth Berner, Esq., Portland, for appellant father

Aaron M. Frey, Attorney General, and Hunter C. Umphrey, Asst. Atty. Gen., Office of the Attorney General, Augusta, for appellee Department of Health and Human Services

Panel: SAUFLEY, C.J., and ALEXANDER, MEAD, GORMAN, JABAR, and HJELM, JJ.

HJELM, J.

[¶1] Scott A. appeals from a judgment of the District Court (Biddeford, Sutton, J. ) terminating his parental rights to his child pursuant to 22 M.R.S. § 4055(1)(B)(2)(a), (b)(i)-(ii), (iv) (2018).1 The father asserts that the judgment violates his right to due process because the court predicated factual findings that he was involved in illegal drug activity in part on his invocation at trial of his Fifth Amendment privilege against self-incrimination. We affirm the judgment.

I. BACKGROUND

[¶2] The following facts are drawn from the court's findings, which are supported by competent record evidence, and from the procedural record. See In re Child of Shayla S. , 2019 ME 68, ¶ 2, 207 A.3d 1207.

[¶3] The Department of Health and Human Services first became involved with this family in 2004 due to various reports of abuse and neglect. In March of 2017, the older sibling of the child at issue here reported that the parents were both abusing drugs and selling drugs from the home.2 The sibling also stated that the child was not attending school and that his needs were not being met.

[¶4] During a departmental caseworker's interview of the child, he reported being very fearful of both of his parents and of activities in the basement of the home. He told the caseworker that he woke up "bawling" each morning, that many people went in and out of the home, that his mother drank a lot, and that his mother had told him that she wished that she and the child were dead.

[¶5] Three days after the Department received that information, police were dispatched to the home in response to the mother's report of a domestic violence incident. When the police arrived, the mother recanted her initial complaint but had visible bruising on her face, reported feeling *119suicidal, and stated that she had been drinking. Shortly after, with the father's consent, a safety plan was implemented, and the child began to live with his grandparents. The child was still living in his grandparents' household when the termination order was issued nearly two years later.3

[¶6] Near the end of March of 2017, the Department filed a child protection petition. See 22 M.R.S. § 4032 (2018). In the petition, the Department alleged that the child was in jeopardy due to neglect, emotional abuse, and the threat of physical abuse due to the parents' ongoing substance abuse, untreated mental health issues, and exposure to domestic violence.

[¶7] In July of 2017, the parents agreed to a jeopardy order and judicial review and permanency planning orders (Cantara, J. ), which placed the child in departmental custody.4 The order required, among other things, that the father engage in substance-abuse and domestic-violence treatment and in other therapy to address his "emotional dysregulation." The order explicitly provided that the therapeutic provider was to be someone approved by the Department. Despite that requirement and his long-standing addiction to a narcotic prescription medication, he subsequently refused to engage in substance abuse treatment except with a person who had not been approved by the Department. After the jeopardy order was issued, the father twice tested positive for cocaine.

[¶8] The Department filed a petition for termination of parental rights in February of 2018. See 22 M.R.S. § 4052 (2018). Two months later, while driving his vehicle, the father was stopped by local police officers and Maine Drug Enforcement agents. During the stop, one of the officers observed a container with what appeared to be packets of heroin in the vehicle. The father was arrested and ultimately indicted in federal court for one count of possession of fentanyl and one count of possession of fentanyl with the intent to distribute and conspiracy to distribute fentanyl, 21 U.S.C. §§ 841(a)(1), 846 (LEXIS through Pub. L. No. 116-29 ). The father was later granted pretrial release to attend a month-long residential substance use treatment program. Although he made progress during the program and came to acknowledge that he had been an addict for decades, sometime before mid-July of 2018 he was arrested for a violation of conditions of his supervised release. At the time of the termination hearing, he remained in custody awaiting trial on the drug charges.5

[¶9] The court (Sutton, J. ) held a two-day termination hearing in February of 2019. See 22 M.R.S. § 4054 (2018). One of the witnesses was the father.6 During his testimony, he asserted his privilege *120against self-incrimination in response to any question regarding the circumstances that led to the pending drug charges and some other drug-related activity. In its judgment, the court drew an inference adverse to the father regarding the issues raised in those questions, see M.R. Evid. 513(b) ; In re Ryan M. , 513 A.2d 837, 841-42 (Me. 1986), and ultimately found that he had "committed and was involved in drug trafficking crimes that involved a large amount of fentanyl, and that at least some aspects of his drug distribution crimes took place at the family home, primarily in the basement."

[¶10] In a judgment issued later in February of 2019, the court terminated the father's parental rights to the child. The court found, based on clear and convincing evidence, that the father was unwilling or unable to protect the child from jeopardy or to take responsibility for the child and that those circumstances were unlikely to change within a time reasonably calculated to meet the child's needs, and that the father had failed to make a good faith effort to rehabilitate and reunify with the child. See 22 M.R.S. § 4055(1)(B)(2)(b)(i)-(ii), (iv). The court also determined that termination of the father's parental rights is in the best interest of the child. See 22 M.R.S. § 4055(1)(B)(2)(a). The father filed a timely appeal from the judgment. See 22 M.R.S. § 4006 (2018) ; M.R. App. 2B(c)(1).

II. DISCUSSION

[¶11] The father contends that he "was denied a fair hearing" because he "was powerless to exercise his right to 'respond to claims and evidence' ... without giving up his constitutional right to incriminate himself [sic ]," and that the court's factual findings regarding his criminal involvement with drugs, based on his assertion of his privilege against self-incrimination, violated his right to due process. As the father recognizes, the claim of error was not preserved, so we review the judgment for obvious error. See In re Child of James R. , 2018 ME 50, ¶ 16, 182 A.3d 1252 ("The father did not raise these issues below and thereby deprived the trial court of an opportunity to address any challenge of merit, and therefore he has not preserved a due process challenge for appellate review except, at most, for obvious error.").

[¶12] "As applied to a termination hearing, balancing the interests, where significant rights are at stake, due process requires[ ] notice of the issues, an opportunity to be heard, the right to introduce evidence and present witnesses, the right to respond to claims and evidence, and an impartial factfinder." In re Adden B. , 2016 ME 113, ¶ 7, 144 A.3d 1158 (quotation marks omitted). Each of these elements of due process was satisfied here. The father was provided with notice of the issues, and, in fact, his assertion to us that he "had no way of knowing that he might need to present witnesses as to his innocence of criminality" is belied by the motion he filed to continue the termination hearing on the ground that the pendency of the criminal case "could cause Fifth Amendment consequences" in this matter. Additionally, the father was represented by counsel and had a full opportunity to testify, to examine witnesses, and to respond to the evidence and the claims at issue at a hearing held before an impartial adjudicator. The father's assertion that he was denied a fair hearing is without merit.

[¶13] It is well-settled that in civil actions-including child protection proceedings-"the fact finder may draw an appropriate inference from a party's claim of the privilege against [self-incrimination]." M.R. Evid. 513(b) ; see also In re Ryan M. , 513 A.2d at 841-42. In those cases, "a party's claim of the privilege *121against self-incrimination is a proper subject of comment by a judge or by counsel." M.R. Evid. 513(a). The court did not commit error-much less obvious error-by drawing an adverse inference from the father's invocation of his Fifth Amendment privilege.

[¶14] The court also committed no error by considering evidence of the father's long history of substance use and his drug-related criminal conduct, established in part by the adverse inferences discussed above, as factors that contributed to the determination of parental unfitness.7 See In re Logan M. , 2017 ME 23, ¶ 3, 155 A.3d 430. As the father acknowledges, the court "did not base its decision to terminate his parental rights solely on evidence of [the father]'s criminal drug involvement." And even beyond that, based on record evidence, the court made findings of the father's intransigent drug addiction, his re-arrest and his expectation that he would be sentenced to a five-year prison term for the federal drug charges, his perpetration of domestic violence, and his inability to accept responsibility for his actions.8 Pointedly, the court drew on the father's own testimony when he was asked how he planned to parent the child. After initially responding simply that he was in jail, he told the court, "I don't know how to even answer that."

[¶15] On this record, the court was entitled to conclude-as it did-that the father was parentally unfit within the meaning of at least one statutory definition of that legal standard. See 22 M.R.S. § 4055(1)(B)(2)(b)(i)-(ii), (iv) ; In re Arturo G. , 2017 ME 228, ¶ 11, 175 A.3d 91 ; In re K.M. , 2015 ME 79, ¶ 9, 118 A.3d 812 ("Where the court finds multiple bases for unfitness, we will affirm if any one of the alternative bases is supported by clear and convincing evidence." (quotation marks omitted)).

The entry is:

Judgment affirmed.