Karagozian v. USV Optical, Inc., 201 A.3d 500, 186 Conn. App. 857 (2019)

Jan. 8, 2019 · Connecticut Appellate Court · AC 40907
201 A.3d 500, 186 Conn. App. 857

Ohan KARAGOZIAN
v.
USV OPTICAL, INC.

AC 40907

Appellate Court of Connecticut.

Argued October 11, 2018
Officially released January 8, 2019

*502John R. Williams, Whittier, for the appellant (plaintiff).

Robert M. Palumbos, pro hac vice, with whom was Elizabeth M. Lacombe, Whittier, for the appellee (defendant).

Scott Madeo and Brian Festa filed a brief for the Commission on Human Rights and Opportunities as amicus curiae.

DiPentima, C.J., and Lavine and Moll, Js.

LAVINE, J.

*859The plaintiff, Ohan Karagozian, appeals from the judgment rendered by the trial court subsequent to its granting of the motion to strike the complaint filed by the defendant, USV Optical, Inc. The substance of the plaintiff's claim on appeal is that the court improperly concluded that he had failed to state a claim for constructive discharge.1 We disagree and affirm the judgment of the trial court.

The record discloses the following procedural history. The plaintiff commenced the present action on September 12, 2016. The operative complaint for purposes *860of the present appeal is the corrected revised *503complaint (complaint) filed on December 19, 2016.

The complaint alleged, in relevant part, that the plaintiff is an optician licensed in Connecticut and that the defendant owns and operates optical departments in JCPenney stores. Between June and October, 2014, the defendant employed the plaintiff as a licensed optician manager in the JCPenney store in Trumbull (store). From approximately June 28 through October 17, 2104, the defendant, acting through its supervisory personnel, required the plaintiff, as part of his duties, to provide optometric assistant services to the doctor of optometry in the store. The complaint further alleged that the duties the plaintiff was required to perform violated the public policies of the state,2 which prohibit employees under the control of unlicensed third parties from performing services for licensed optometrists,3 and prohibit *861licensed opticians from performing the duties of an optometric assistant and providing services for optometrists by whom they are not employed.4 The complaint also alleged that the duties the plaintiff was required to perform violated General Statutes § 31-130 (i),5 which *504requires that the defendant or the store have a staffing permit allowing either of them to provide staffing services to a "doctor." On September 20 and October 3 and 16, 2014, and on other dates, the plaintiff requested of the defendant's supervisory personnel that he not be required to perform the duties assigned to him. The defendant refused to excuse the plaintiff as he requested. As a result, the complaint alleged that the plaintiff was compelled to resign from his position and to suffer the attendant loss of income. Lastly, the complaint alleged that the defendant constructively discharged the plaintiff in violation of the public policy of the state. *862The defendant filed a motion to strike the complaint on the grounds that (1) there is no private right of action for the claim alleged and (2) the complaint failed to allege a claim of constructive discharge. In its memorandum of law in support of its motion to strike, the defendant addressed each of the bases for the plaintiff's claimed violations of public policy and explained why none of them created a private right of action. The defendant argued that the only factual basis for the plaintiff's claim is the allegation that the defendant created an intolerable work environment by requiring him to provide optometric assistance services to the store doctor of optometry from the day his employment commenced. The defendant argued that it defies logic to claim that from the very first day of the plaintiff's employment the defendant intended to force him to resign.

The plaintiff opposed the motion to strike, arguing that "he was terminated because he declined to participate" in the duties he was required to perform and that such termination violated Connecticut public policy. He denied that the action was brought pursuant to § 31-130 (i) and the two administrative rulings; rather, he argued that the action sounds in the common-law exception to the at-will employment doctrine articulated in Sheets v. Teddy's Frosted Foods, Inc. , 179 Conn. 471, 427 A.2d 385 (1980). In Sheets , the employer discharged the employee in retaliation for the employee's objection to the employer's failure to comply with the requirements of Connecticut's Uniform Food, Drug and Cosmetic Act (act), General Statutes § 19-211 et seq. Id., at 473, 427 A.2d 385. Our Supreme Court concluded that that plaintiff had stated a cause of action under the common law for retaliatory wrongful discharge . Id., at 480, 427 A.2d 385. The plaintiff in the present case argued that Sheets "has since been applied to any termination in retaliation for refusing to violate laws or regulations or for insisting upon compliance therewith. See, e.g., Faulkner v. United Technologies Corp. 240 Conn. 576, 693 A.2d 293 (1997)."

*863The defendant responded to the plaintiff's opposition by noting, in part, that the plaintiff failed to allege a claim for wrongful termination or wrongful discharge. Although the plaintiff asserted in his opposition to the motion to strike that "he was terminated because he declined to participate in ... activities and that such termination violated Connecticut public policy," the defendant correctly noted that the complaint specifically alleges that the "plaintiff was compelled to resign his position with the defendant." The defendant emphasized that it did not terminate the plaintiff's employment. The defendant also argued that the plaintiff misinterpreted the elements of a constructive discharge *505claim, noting that in Brittell v. Dept. of Correction , 247 Conn. 148, 717 A.2d 1254 (1998), our Supreme Court stated that the "[c]onstuctive discharge of an employee occurs when an employer, rather than directly discharging an individual, intentionally creates an intolerable work atmosphere that forces an employee to quit involuntarily." (Emphasis in original; internal quotation marks omitted.) Id., at 178, 717 A.2d 1254, quoting Chertkova v. Connecticut General Life Ins. Co. , 92 F.3d 81, 89 (2d Cir. 1996). It also pointed out that both Sheets and Faulkner were cases alleging wrongful termination of employment, not constructive discharge.

The trial court heard oral argument on the defendant's motion to strike and issued a memorandum of decision on April 26, 2017, in which it granted the motion. The court relied on Brittell as the legal basis of its decision,6 finding that the complaint insufficiently *864alleged both elements of constructive discharge. It bluntly stated that "[i]n no way" can the allegations fairly be construed to establish that the defendant intentionally created an intolerable workplace or that there was even an intolerable workplace that would compel a reasonable person to resign. The court concluded that although the complaint alleged constructive discharge in violation of public policy, the plaintiff had relied on cases dealing with wrongful termination of employment rather than constructive discharge. The plaintiff did not allege that he was wrongfully terminated in retaliation for refusing to participate in activities that violated the law. Cf. Sheets v. Teddy's Frosted Foods, Inc. , supra, 179 Conn. at 480, 427 A.2d 385. The court, therefore, granted the motion to strike.

The plaintiff declined to replead and asked the court to render judgment in favor of the defendant. Following the entry of judgment, the plaintiff appealed. On appeal, the plaintiff claims that "[i]f an employer orders an employee to engage in illegal activity, and the employee resigns rather than break the law, the employee has been constructively discharged in violation of public policy and has a cause of action pursuant to the doctrine of Sheets ...."7 Although the plaintiff acknowledges *506*865that Sheets is a wrongful termination case and that Faulkner is a wrongful retaliatory discharge case, he argues that in those cases, as in the present case, the employees were required to engage in illegal activity. He argues that whether an employer discharges an employee directly under the Sheets doctrine or constructively discharges the employee, the effect on the employee is the same and there cannot be any difference in the law's prohibition.

The defendant again contends in its appellate brief that the plaintiff failed to plead sufficient facts to support a claim for constructive discharge, noting that a plaintiff must allege that instead of firing an employee directly, the employer intentionally created "an intolerable work atmosphere that forces an employee to quit involuntarily." (Internal quotation marks omitted.) Brittell v. Dept. of Correction , supra, 247 Conn. at 178, 717 A.2d 1254. It argues that one cannot infer from the allegations of the complaint that the defendant intended to create an intolerable work atmosphere when it hired the plaintiff to provide optometric assistant services to the doctor of optometry in the store. The defendant states once again that it is illogical to conclude that it intended from the first day of the plaintiff's employment to force him to quit involuntarily.8 We agree with the defendant.

We briefly review the applicable legal principles and our standard of review. "The purpose of a motion to *866strike is to contest ... the legal sufficiency of the allegations of any complaint ... to state a claim upon which relief can be granted.... [S]ee Practice Book § 10-39. A motion to strike challenges the legal sufficiency of a pleading, and consequently, requires no factual findings by the trial court.... We take the facts to be those alleged in the complaint ... and we construe the complaint in the manner most favorable to sustaining its legal sufficiency.... Thus, [i]f facts provable in the complaint would support a cause of action, the motion to strike must be denied.... A motion to strike is properly granted if the complaint alleges mere conclusions of law that are unsupported by the facts alleged." (Internal quotation marks omitted.) Vazquez v. Buhl , 150 Conn. App. 117, 125, 90 A.3d 331 (2014). Construction of a complaint is a question of law. Edelman v. Page , 123 Conn. App. 233, 243, 1 A.3d 1188, cert. denied, 299 Conn. 908, 10 A.3d 525 (2010). Our review of the court's ruling on a motion to strike is plenary. U.S. Bank National Assn. v. Blowers , 177 Conn. App. 622, 627, 172 A.3d 837 (2017), cert. granted on other grounds, 328 Conn. 904, 177 A.3d 1160 (2018).

"The constructive discharge concept originated in the labor-law field in the [1930s]; the National Labor Relations Board ... developed the doctrine to address situations in which employers *507coerced employees to resign, often by creating intolerable working conditions, in retaliation for employees' engagement in collective activities.... Over the next two decades, Courts of Appeals sustained the [National Labor Relations Board's] constructive discharge rulings." (Citations omitted.) Pennsylvania State Police v. Suders , 542 U.S. 129, 141, 124 S.Ct. 2342, 159 L.Ed.2d 204 (2004).

In Connecticut, "[c]onstructive discharge of an employee occurs when an employer, rather than directly discharging an individual, intentionally creates an intolerable work atmosphere that forces an *867employee to quit involuntarily.... Working conditions are intolerable if they are so difficult or unpleasant that a reasonable person in the employee's shoes would have felt compelled to resign.... Brittell v. Dept. of Correction , [supra, 247 Conn. at 178, 717 A.2d 1254]. A claim of constructive discharge must be supported by more than the employee's subjective opinion that the job conditions have become so intolerable that he or she was forced to resign. Seery v. Yale-New Haven Hospital , 17 Conn. App. 532, 540, 554 A.2d 757 (1989). Normally, an employee who resigns is not regarded as having been discharged, and thus would have no right of action for abusive discharge.... Through the use of constructive discharge, the law recognizes that an employee's voluntary resignation may be, in reality, a dismissal by the employer.... Id. Moreover, [i]n order to meet the high standard applicable to a claim of constructive discharge, a plaintiff is required to show both (1) that there is evidence of the employer's intent to create an intolerable environment that forces the employee to resign, and (2) that the evidence shows that a reasonable person would have found the work conditions so intolerable that he would have felt compelled to resign.... Irizarry v. Lily Transportation Corp. , 266 F.Supp.3d 600, 605 (D. Conn. 2017), citing Adams v. Festival Fun Parks, LLC , 560 Fed. Appx. 47, 49 (2d Cir. 2014)." (Emphasis in original; internal quotation marks omitted.) Horvath v. Hartford , 178 Conn. App. 504, 510-11, 176 A.3d 592 (2017). Notably, a constructive discharge cause of action does not require that an employer violated a public policy.

On the basis of our plenary review of the allegations in the complaint, we conclude that the trial court properly determined that the plaintiff failed to state a claim for constructive discharge. There is no allegation in the complaint that reasonably can be construed to claim *868that the defendant intended to create conditions so intolerable that a reasonable person would be compelled to resign. See Brittell v. Dept. of Correction , supra, 247 Conn. at 178-79, 717 A.2d 1254. The plaintiff denies the plain language of Brittell , arguing that a more sensible reading of Brittell would conclude that it is the employer's intent to create the work atmosphere in question that matters, rather than an intent that such atmosphere should force an employee to resign. He looks to federal cases to support his argument that, in cases applying the doctrine of constructive discharge, courts did not focus on the employer's state of mind, but on the objective reality of the working conditions and the impact of that objective reality, and not on the particular employee in question, but on the hypothetical reasonable person in the employee's position.9 In his appellate brief, the plaintiff provides the following quote: " 'To find that an employee's resignation *508amounted to a constructive discharge, the trier of fact must be satisfied that the ... working conditions would have been so difficult or unpleasant that a reasonable person in the employee's shoes would have felt compelled to resign.' Whidbee v. Garzarelli Food Specialties, Inc. , 223 F.3d 62, 73 (2d Cir. 2000)...."10 (Citation omitted.) See also Pennsylvania State Police v. Suders , supra, 542 U.S. at 147, 124 S.Ct. 2342.11 *869We acknowledge the federal standard as to the conditions that may compel an employee to resign involuntarily, which, as quoted, is no different from Connecticut's standard. The issues in the cases cited by the plaintiff, however, had nothing to do with an employer's intent, whether it related to the creation of intolerable working conditions or to compel an employee to resign involuntarily. In Pennsylvania State Police , the question concerned the burden of proof that parties bear when a sexual harassment/constructive discharge claim is asserted under Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 2000e et seq. Pennsylvania State Police v. Suders , supra, 542 U.S. at 133, 124 S.Ct. 2342.12 That case, therefore, is inapplicable. *509*870The trial court in the present case also concluded that the complaint failed to allege an intolerable workplace that would compel an objectively reasonable employee to resign. With respect to the workplace conditions in the store, the plaintiff attempts to bootstrap his claim by comparing his working conditions to those in Sheets v. Teddy's Frosted Foods, Inc., supra, 179 Conn. at 471, 427 A.2d 385, and Faulkner v. United Technologies Corp. , supra, 240 Conn. at 576, 693 A.2d 293. We reject his attempt. First of all, those cases concerned wrongful retaliatory discharge claims, not constructive discharge. Second, the circumstances under which the plaintiff alleged he was employed in the store are not comparable to those confronted by the plaintiffs in either Sheets or Faulkner . The plaintiff in the present case merely alleged that he was assigned duties that allegedly violated public policy.13 Moreover, he did not allege the consequences that may have befallen him by performing the duties to which he was assigned. "A claim of constructive discharge must be supported by more than the employee's subjective opinion that the job conditions have become so intolerable that he or she was forced to resign." Seery v. Yale-New Haven Hospital , 17 Conn. App. 532, 540, 554 A.2d 757 (1989). Although Sheets and Faulkner are cases concerning wrongful retaliatory discharges, we examine them briefly to demonstrate the differences in workplace conditions.

The plaintiff in Sheets was employed as the quality control director and operations manager of Teddy's Frosted Foods, Inc., a producer of frozen food products. Sheets v. Teddy's Frosted Foods, Inc. , supra, 179 Conn. at 473, 427 A.2d 385. During the course of his employment, the plaintiff noticed deviations from his employer's standards and labels, substandard vegetables, and underweight meat *871components. Id. Such deviations meant that the employer's products violated the express representations on its labels. Id. False or misleading labels violate the provisions of the act. Id. The plaintiff communicated his concern in writing to his employer and recommended more selective purchasing and conforming components. Id. His suggestions were ignored, and his employment was later terminated. Id. The plaintiff was discharged in retaliation for his efforts to ensure his employer's products complied with applicable law. Id. Our Supreme Court stated that the act imposes criminal penalties on anyone who violates it and that the criminal sanctions do not depend on proof of intent to defraud. Id., at 478, 427 A.2d 385. The plaintiff's position as quality control director and operations manager may have exposed him to criminal prosecution under the act. Id. The court also found that the act was intended to safeguard public health and to promote the public welfare by protecting the public from injury due to merchandising deceit. Id.

In Faulkner , our Supreme Court noted that in Sheets it stated that, "an employee should not be put to an election whether to risk criminal sanction or to jeopardize his continued employment." (Internal quotation marks omitted.) Faulkner v. United Technologies Corp. , supra, 240 Conn. at 583, 693 A.2d 293. In Faulkner , our Supreme Court was called upon to determine *510whether the foregoing proposition applied to situations in which the source of criminal sanction was federal, rather than state, law.14 Id. The court perceived no difference between Sheets and a situation in which an employee may be forced to engage in conduct that exposes the employee to federal criminal sanctions. The plaintiff in Faulkner *872alleged that his employer discharged him in violation of the public policy against government contract fraud. Id., at 581, 693 A.2d 293. At the time, the Major Frauds Act, 18 U.S.C. § 1031, provided for the imposition of fines up to $10,000,000 and imprisonment up to ten years for a violation. Id. The plaintiff was a "supplier quality assurance representative." Id., at 578, 693 A.2d 293. His job required him to inspect Blackhawk helicopter parts provided by various suppliers to ensure that they met the employer's engineering specifications. Id. On numerous occasions, he rejected defective parts despite pressure from the suppliers and his superiors to accept them. Id. He reported the existence of the defective parts to his superiors, who did nothing to correct the situation but informed the plaintiff that he might be disciplined for rejecting parts in the future. Id. The defendant employer subsequently discharged the plaintiff on the ground that he had engaged in misconduct. Id. In his complaint, the plaintiff alleged that he was discharged for refusing to accept substandard and defective helicopter parts. Id., at 579, 693 A.2d 293. Our Supreme Court held that the plaintiff had stated a claim for wrongful discharge pursuant to the public policy limitation established in Sheets . Id., at 589, 693 A.2d 293. In the present case, the plaintiff's work environment was not comparable to the one in either Sheets or Faulkner .

For the foregoing reasons, we conclude that the trial court properly granted the defendant's motion to strike. The plaintiff failed to allege that the defendant intended to create an intolerable work atmosphere that would compel a reasonable person to resign involuntarily.15

*873The judgment is affirmed.

In this opinion the other judges concurred.