Burton v. Comm'r Protection, 150 A.3d 666, 323 Conn. 668 (2016)

Dec. 13, 2016 · Connecticut Supreme Court · SC 19664
150 A.3d 666, 323 Conn. 668

Nancy BURTON
v.
COMMISSIONER OF ENVIRONMENTAL PROTECTION et al.

SC 19664

Supreme Court of Connecticut.

Argued October 18, 2016
Officially released December 13, 2016

*667Nancy Burton, self-represented, Redding Ridge, the appellant (plaintiff).

Matthew I. Levine, assistant attorney general, with whom, on the brief, were George Jepsen, attorney general, and Michael W. Lynch, assistant attorney general, Hartford, for the appellee (named defendant).

Elizabeth C. Barton, with whom were Harold M. Blinderman and, on the brief, Michael L. Miller, Hartford, for the appellee (defendant Dominion Nuclear Connecticut, Inc.).

Rogers, C. J., and Palmer, Zarella, Eveleigh, McDonald and Robinson, Js.*

ROGERS, C. J.

**670The issue that we must resolve in this appeal is whether the trial court properly dismissed the complaint claiming a violation of the Connecticut Environmental Protection Act of 1971 (act), General Statutes § 22a-14 et seq., on the ground of mootness. The plaintiff, Nancy Burton, brought this action against the defendants, the Commissioner of Environmental Protection (commissioner) and Dominion Nuclear Connecticut, Inc. (Dominion), claiming that the operation of the Millstone Nuclear Power Station (Millstone), which is owned and operated by Dominion, is causing unreasonable pollution of the waters of the state in violation of the act. Thereafter, the defendants filed motions to dismiss the complaint on the ground that the plaintiff lacked standing, which the trial court granted. The plaintiff appealed from the judgment of dismissal and, in Burton v. Commissioner of Environmental Protection , 291 Conn. 789, 792-93, 970 A.2d 640 (2009) (Burton I ), this court reversed *668the judgment of dismissal. We concluded that the plaintiff had standing to bring her action under General Statutes § 22a-161 **671because she had alleged facts that would support inferences that: (1) unreasonable pollution, impairment or destruction of a natural resource would probably result from Millstone's operations; id., at 804, 970 A.2d 640 ; and (2) pursuant to General Statutes § 22a-20,2 the pending administrative permit renewal proceeding for Millstone's operation was inadequate to protect the rights recognized by the act because the hearing officer and the Department of Environmental Protection3 (department) had not conducted the proceeding fairly and impartially. Id., at 812, 970 A.2d 640. As the remedy, we ordered that the trial court conduct a hearing to determine whether the pending administrative proceeding was inadequate to protect the rights recognized by the act. Our decision in Burton I was officially released on June 2, 2009. On September 1, 2010, the administrative proceeding terminated when the commissioner issued a renewal permit for Millstone. Thereafter, the defendants filed separate motions to dismiss the plaintiff's action, contending that, because **672no hearing on the adequacy of the permit renewal proceeding had been conducted pursuant to this court's order in Burton I , and because the permit renewal proceeding had terminated, the plaintiff's action was moot. The trial court granted the motions to dismiss, and this appeal followed.4 We reverse the judgment of the trial court.

The following undisputed facts are set forth in our opinion in Burton I. "Millstone is an electric generating facility that is located in Waterford and powered by two nuclear power generating units. During operation, Millstone withdraws water from Niantic Bay to cool the generating units and then discharges the water into the Long Island Sound. These activities are *669authorized by a permit (discharge permit) issued by the [department] pursuant to 33 U.S.C. § 1342 and General Statutes [Rev. to 2007] § 22a-430. The department originally issued the discharge permit in 1992 to Dominion's predecessor, Northeast Nuclear Energy Company (Northeast). On June 13, 1997, Northeast submitted to the department an application for renewal of the discharge permit. After Dominion purchased Millstone on March 31, 2001, the department approved the transfer of permits and authorizations for the operation of the facility from Northeast to Dominion, including an emergency authorization that the department had issued pursuant to General Statutes § 22a-6k. The discharge permit remained in effect pending disposition of the renewal application pursuant to General Statutes [§] 4-182(b) and [General Statutes (Rev. to 2007) §] 22a-430 (c).

"In August 2006, the department issued its tentative draft decision to renew the discharge permit." (Footnotes omitted.) Id., at 793-94, 970 A.2d 640. Thereafter, the plaintiff **673brought the present action alleging that Millstone's operation was causing harm to the environment in a variety of ways, that the hearing officer assigned to the permit renewal proceeding had a conflict of interest and was biased, and that the department had prejudged the permit renewal application. Id., at 796, 970 A.2d 640. The defendants filed motions to dismiss the action for lack of standing. Id. The trial court, treating the plaintiff's action as having been brought pursuant to § 22a-16 and General Statutes (Rev. to 2007) § 22a-19 (a),5 concluded that the plaintiff lacked standing under those statutory provisions because the conduct that the plaintiff alleged arose out of a permitting proceeding. Id., at 797, 970 A.2d 640. Accordingly, the trial court dismissed the plaintiff's complaint. Id.

The plaintiff appealed from the judgment of dismissal to this court. Id. We concluded that, because "the plaintiff's complaint adequately sets forth facts to support an inference that unreasonable pollution, impairment or destruction of a natural resource will probably result from Millstone's operation," she had standing to bring her complaint under § 22a-16. Id., at 804, 970 A.2d 640. Responding to the defendants' claim that the plaintiff lacked standing because her claims were premised entirely on alleged flaws in the permitting process, we stated that "the mere fact the conduct comes within the scope of a statutory permitting scheme does not preclude a claim under the act if, as in the present case, the plaintiff **674makes a colorable claim that the conduct will cause unreasonable pollution." Id., at 807, 970 A.2d 640.

We then addressed the issue of the appropriate remedy on remand. We stated that, "[if] the trial court determines that the plaintiff has not established that the hearing officer is biased or the department has prejudged the permit renewal application and that the permit renewal proceeding is adequate to protect the rights recognized by the act, the court then will have *670the discretion to stay this action pending completion of the permit renewal proceeding. See Waterbury v. Washington , [260 Conn. 506, 546, 800 A.2d 1102 (2002) ] ('under the ... doctrine of primary jurisdiction, which is embodied by [General Statutes] § 22a-18 of [the act], the court has discretion, and in certain cases should refer the case, or certain aspects of it, to the administrative agency, yet retain jurisdiction for further action, if appropriate, under that section'). If, on the other hand, the trial court determines that the permit renewal proceeding is inadequate to safeguard the rights recognized by the act, the court may stay those proceedings and craft orders to ensure that those rights are adequately protected. We leave the scope of any such orders to the informed discretion of the trial court." Burton v. Commissioner of Environmental Protection , supra, 291 Conn. at 813, 970 A.2d 640.

Our decision in Burton I was officially released on June 2, 2009. The plaintiff, having received an advance copy of the decision, filed a motion to stay the permit renewal proceeding on May 26, 2009. The commissioner then requested that the trial court schedule a status conference in the present case. On June 18, 2009, after the trial court, Aurigemma, J. , had granted the request for a status conference, the plaintiff filed a second motion to stay the permit renewal proceeding, which the trial court, Elgo, J ., denied. On July 29, 2009, the trial court, Graham, J. , conducted the status conference.

**675Because Judge Graham had previously worked with the attorney who represented Dominion, the plaintiff requested that he recuse himself from the matter. Judge Graham denied the request to recuse himself, but indicated that he would continue the status conference so that Judge Aurigemma, who had originally scheduled the status conference and who was unavailable because she was presiding over the trial of another case, could conduct it. Judge Graham then indicated that he would inform Judge Aurigemma that he had continued the status conference and that it was his expectation that she would reschedule it for some time in August, 2009. For reasons that are unclear from the record, the status conference was never rescheduled.

Meanwhile, the plaintiff, who, in November, 2006, had intervened in the permit renewal proceeding pursuant to § 22a-19, continued to participate in that proceeding. An administrative hearing on the permit renewal was conducted over the course of eighteen days in January and February of 2009, at which the plaintiff cross-examined witnesses, offered exhibits and made objections. On February 17, 2010, the hearing officers issued a proposed final decision and a draft permit. The plaintiff filed exceptions to the proposed final decision and, on May 24, 2010, participated in a hearing before Deputy Commissioner Susan Frechette, who was charged with issuing a final decision on the permit renewal. On September 1, 2010, Frechette issued the renewal permit. Thereafter, the plaintiff filed a timely administrative appeal from the permit renewal.

In December, 2011, the trial court, Robaina, J. , sua sponte, scheduled a status conference in the present case for March 6, 2012. The trial court, Miller, J. , subsequently granted the plaintiff's request for a continuance and, ultimately, Judge Robaina held the status conference on March 15, 2012. The plaintiff indicated at the status conference that she intended to file discovery **676motions within thirty days "in order to begin to meet [her] burden to establish ... that the hearing officer is biased, and/or that the department prejudged the permit renewal application and therefore the permit renewal proceeding is inadequate to protect the rights recognized by the [act] ...." The defendants contended *671that the action should be consolidated with the plaintiff's administrative appeal, which involved many of the same issues. Judge Robaina stated that he would allow several weeks for the parties to file motions and memoranda in support of their positions.

On March 27, 2012, the department filed a motion to consolidate the administrative appeal with this action, and, on March 28, 2012, Dominion filed a similar motion. On April 13, 2012, the plaintiff filed a motion for an immediate hearing on the issue of whether the permit renewal proceeding was adequate to protect the rights recognized by the act. The defendants filed a response and objection to the plaintiff's motion in which they argued that the court should defer ruling on the motion until it ruled on the defendants' motions to consolidate and that there was no compelling reason why the matter required immediate action. The trial court, Berger, J. , denied the plaintiff's motion for an immediate hearing on the ground that it could not "logically take place until after a decision on the [defendants' motions] to consolidate." Thereafter, Judge Robaina granted the motions to consolidate.

On March 25, 2014, the trial court, Scholl, J. , conducted another status conference. The defendants contended at that hearing that the case was moot because the permit renewal proceeding had terminated. The trial court ordered the defendants to submit motions to dismiss by May 2, 2014. Thereafter, Dominion and the commissioner filed separate motions to dismiss the complaint on the ground that it was moot, and the plaintiff objected to the motions. After a hearing, the **677trial court, Sheridan, J. , granted the defendants' motions to dismiss. The court reasoned that, "[i]n light of the completion of the permit renewal proceeding more than four years ago, there is no relief the court can grant on the claim advanced in [the] plaintiff's [action] consistent with the remand of the Supreme Court. The court cannot 'compel compliance with a statutory scheme' or 'stay those proceedings and craft orders to ensure that ... rights are adequately protected' for permit renewal proceedings that have long since concluded." The plaintiff filed a motion for reconsideration, which Judge Sheridan denied.6 This appeal followed.

The plaintiff contends on appeal that the trial court improperly granted the defendants' motions to dismiss because this action is not moot. We agree.

"Mootness implicates this court's subject matter jurisdiction, raising a question of law over which we exercise plenary review." (Internal quotation marks omitted.) Connecticut Coalition Against Millstone v. Connecticut Siting Council , 286 Conn. 57, 84, 942 A.2d 345 (2008). "A case becomes moot when due to intervening circumstances a controversy between the parties no longer exists. ... An issue is moot when the court can no longer grant any practical relief." (Internal quotation marks omitted.) Taylor v. Zoning Board of Appeals , 71 Conn.App. 43, 46, 800 A.2d 641 (2002).

We conclude that the present action is not moot because a controversy continues to exist between the parties and there is practical relief that the trial court can provide. Specifically, this court concluded in Burton v. Commissioner of Environmental Protection , supra, 291 Conn. at 804, 970 A.2d 640, that the plaintiff had standing to bring her complaint pursuant to § 22a-16 because she had alleged that "unreasonable pollution, impairment or destruction of a natural resource will probably *672result **678from Millstone's operation." We further concluded that the plaintiff had standing because she had alleged pursuant to § 22a-20 that "the permit renewal proceeding is inadequate to protect the rights recognized by the act ... because the hearing officer and the department have not conducted the proceeding fairly and impartially." Id., at 812, 970 A.2d 640. The issuance of the renewal permit did not resolve or terminate these controversies, and they continue to exist. Moreover, if the trial court were to determine that the permit renewal proceeding was inadequate to protect against unreasonable pollution, the court would have the authority to adjudicate the plaintiff's complaint. See General Statutes § 22a-18(c) ("[i]f the agency's consideration has not been adequate, and notwithstanding that the agency's decision is supported by competent material and substantial evidence on the whole record, the court shall adjudicate the impact of the defendant's conduct on the public trust in the air, water or other natural resources of the state"). If the court were to determine that, contrary to the commissioner's decision in the permit renewal proceeding, Millstone's operations will create pollution in excess of that permitted by the applicable statutory scheme, the court would have the authority under § 22a-16 to grant "declaratory and equitable relief ... for the protection of the public trust in the ... water and other natural resources of the state ...." See also General Statutes § 22a-18(a) ("[t]he court may grant temporary and permanent equitable relief, or may impose such conditions on the defendant as are required to protect the public trust in the air, water and other natural resources of the state from unreasonable pollution, impairment or destruction"). Accordingly, we conclude that the trial court improperly granted the defendants' motions to dismiss.7 **679*673In support of their claim to the contrary, the defendants contend that this court's remand order in Burton I contemplated that the plaintiff would be entitled to relief only as long as the administrative proceeding continued to exist. Specifically, the defendants point out that this court stated in Burton I that the trial court would have the discretion to stay the permit renewal proceeding if it determined that that proceeding was **680not adequate to protect the rights recognized by the act. Because the permit renewal proceeding has terminated, they argue, there is nothing to stay. The commissioner further contends that § 22a-20 provides that an action pursuant to § 22a-16 may be brought "where existing administrative and regulatory procedures are found by the court to be inadequate for the protection of the rights" recognized by the act. (Emphasis added.) The commissioner contends that, when those administrative and regulatory procedures have terminated, they no longer exist and, therefore, no such action may be maintained. We disagree with both contentions.

With respect to the defendants' claim that this action is moot because there is no longer any permit renewal proceeding to stay, this court did not hold in Burton I that a stay of the permit renewal proceeding was the exclusive relief that the trial court could grant on remand. Rather, we merely held that, under the then existing circumstances, a determination as to whether either this action or the permit renewal proceeding should be stayed was an appropriate preliminary step toward the ultimate resolution of the plaintiff's claims. We expressly recognized that, if the plaintiff failed to establish that the permit renewal proceeding should be stayed because the hearing officer was biased or the department had prejudged the permit renewal application, the trial court would have "the discretion to stay this action pending completion of the permit renewal proceeding . See Waterbury v. Washington , supra, 260 Conn. at 546, 800 A.2d 1102 ('under the ... doctrine of primary jurisdiction, which is embodied by § 22a-18 of [the act], the court has discretion, and in certain cases should refer the case, or certain aspects of it, to the administrative agency, yet retain jurisdiction for further action, if appropriate, under that section' )."8 (Emphasis added.)

**681*674Burton v. Commissioner of Environmental Protection , supra, 291 Conn. at 813, 970 A.2d 640. Thus, we expressly contemplated that, even if the trial court determined that the permit renewal proceeding should go forward, the trial court could reassert jurisdiction over the plaintiff's complaint after the completion of that proceeding to determine whether further action was necessary to protect the rights recognized by the act. Thus, we anticipated that, even if the hearing was conducted fairly, the plaintiff could still claim after the conclusion of the hearing that it was "inadequate for the protection of the rights [recognized by the act]"; General Statutes § 22a-20 ; because, for example, the department had misinterpreted or misapplied governing environmental law, and the permit should, therefore, be invalidated.9

**682With respect to the commissioner's claim that § 22a-20 refers only to "existing administrative and regulatory procedures"; (emphasis added); we do not agree that the word "existing" means live or ongoing in this context. Rather, the most reasonable interpretation of the phrase "existing administrative and regulatory procedures" is that it refers to administrative and regulatory procedures that are currently authorized or required by statute or regulation. We note, for example, that § 22a-18(b) refers to "administrative, licensing or other such proceedings [that] are required or available to determine the legality of the defendant's conduct ...." Indeed, as we have indicated, § 22a-18(c) expressly authorizes the trial court to adjudicate the environmental impact of a defendant's conduct after an *675agency has issued a decision on the same issue if the court determines that the agency's consideration has not been adequate. See General Statutes § 22a-18(c) ("[i]f the agency's consideration has not been adequate, and notwithstanding that the agency's decision is supported by competent material and substantial evidence on the **683whole record, the court shall adjudicate the impact of the defendant's conduct on the public trust in the air, water or other natural resources of the state").

Of course, if the administrative agency's decision is no longer operative because it has expired or has been superseded by other decisions, an action challenging the decision pursuant to § 22a-16 would be moot because judicial invalidation of the decision would have no practical effect. That is not the case here. Contrary to Dominion's claim that this action is moot because the plaintiff's claims are based upon the 1992 permit and related emergency authorizations, all of which have been superseded by the 2010 permit, the plaintiff specifically challenged the adequacy of the permit renewal proceeding that resulted in the issuance of the renewal permit in 2010 in her complaint. See Burton v. Commissioner of Environmental Protection , supra, 291 Conn. at 796, 970 A.2d 640 (plaintiff's complaint alleged that "the hearing officer assigned to the permit renewal proceeding ha[s] a conflict of interest and [is] biased, and ... the department has prejudged the permit renewal application and has declined to consider the environmental impact of Millstone's discharge water"). Because a determination that the renewal proceeding was inadequate to protect the rights recognized under the act could result in the invalidation of the 2010 permit under which Millstone is currently operating, the claims are not moot.

Dominion further contends that the trial court properly dismissed this action as moot because of the plaintiff's inaction and delay. The sole basis for the trial court's ruling, however, was that this action is moot because the court could no longer provide practical relief. Neither the trial court nor the defendants relied on the provisions of Practice Book § 14-3(a), authorizing the dismissal of an action for the plaintiff's failure to prosecute it with reasonable diligence, and this court has no authority to make a determination pursuant to **684that rule in the first instance. Even if we were to assume that the plaintiff has engaged in inaction and delay, the defendants have not explained how that fact, in and of itself, would prevent the trial court from providing practical relief.

The judgment is reversed and the case is remanded for further proceedings according to law.

In this opinion the other justices concurred.