Ward v. Potteiger, 142 A.3d 139 (2016)

June 9, 2016 · Commonwealth Court of Pennsylvania · No. 1201 C.D. 2015
142 A.3d 139

Alice WARD, Appellant
v.
Michael C. POTTEIGER, Individually; and Michael W. Raith, Esquire, Individually; and Alicia Sweeney, Individually.

No. 1201 C.D. 2015

Commonwealth Court of Pennsylvania.

Argued May 13, 2016.
Decided June 9, 2016.

*140Kenneth B. Grear, Media, for appellant.

Suzanne M. McDonough, Media, for appellees Michael Raith and Alicia Sweeney.

Claudia M. Tesoro, Senior Deputy Attorney General, Philadelphia, for appellee Michael C. Potteiger.

BEFORE: ROBERT SIMPSON, Judge, and ANNE E. COVEY, Judge, and ROCHELLE S. FRIEDMAN, Senior Judge.

OPINION BY Judge ANNE E. COVEY.

Alice Ward (Ward) appeals from the Delaware County Common Pleas Court's (trial court) June 9, 2015 order sustaining *141preliminary objections filed by Michael C. Potteiger (Potteiger), Michael W. Raith (Raith) and Alicia Sweeney (Sweeney) (collectively, Appellees) to Ward's Sixth Amended Complaint. The sole issue before this Court is whether the trial court erred in sustaining the Appellees' preliminary objections and dismissing Ward's Sixth Amended Complaint.

According to the Sixth Amended Complaint, on January 3, 2012, while Ward was engaged in her job as a traffic controller on Providence Road in Edgemont Township, Delaware County, Pennsylvania, she was struck by a vehicle operated by Nicolas DeSimone (DeSimone). As a result of the accident, DeSimone was convicted of aggravated assault by vehicle while driving under the influence (DUI), aggravated assault by vehicle while driving under the influence of alcohol or controlled substance, and possession of a controlled substance, and is currently serving a prison term.

Ward also avers in the Sixth Amended Complaint that, at the time of the January 3, 2012 accident, DeSimone was a probationer under the supervision of the Delaware County Office of Adult Probation and Parole (DCOAPP). Hours preceding the accident, DeSimone had met with DCOAPP Officer Sweeney (Sweeney) as a condition of his parole. During the appointment, DeSimone admitted to Sweeney that he was under the influence of a controlled substance (i.e., specifically, heroin) in violation of his probation conditions, and would fail a drug test. Sweeney did not subject DeSimone to a drug test and, after discussing DeSimone's condition with DCOAPP Director Raith, permitted DeSimone to drive home. The accident occurred after DeSimone left his DCOAPP appointment.

Ward suffered significant injuries and damages as a result of the accident. On January 3, 2014, Ward filed a Section 1983 action1 and state law claims in the United States (U.S.) District Court for the Eastern District of Pennsylvania against the Commonwealth of Pennsylvania Board of Probation and Parole (Board), Potteiger individually and in his official capacity as the Board's then-chairman, Delaware County, DCOAPP, Raith individually and in his official capacity as DCOAPP director, and Sweeney individually and in her capacity as a DCOAPP probation officer. After Ward had filed her second amended complaint, by September 22, 2014 order, the U.S. District Court dismissed Ward's federal claims against the parties,2 and declined to exercise jurisdiction over Ward's state claims against Potteiger, Raith, and Sweeney in their individual capacities.

On November 24, 2014, Ward's second amended complaint seeking damages against Appellees in their individual capacities was filed in the trial court. Potteiger, Raith and Sweeney filed preliminary objections in the nature of a demurrer on the basis that the action against them is barred by the act commonly referred to as the Pennsylvania Sovereign Immunity Act (Sovereign Immunity Act).3 Between December *1422014 and March 2015, Ward filed and Appellees preliminarily objected to three additional amended complaints on similar grounds.

On April 1, 2015, Ward filed the Sixth Amended Complaint at issue in this appeal. Therein, Ward included claims for:

Count I-Negligence/Gross Negligence/Willful Misconduct against Appellees
Count II-Constitutional Due Process Violations against Appellees
Count III-Punitive Damages against Appellees
Count IV-Vicarious Liability Involving Negligence/Gross Negligence/Willful Misconduct against Potteiger and Raith
Count V-Civil Conspiracy/Willful Misconduct against Raith and Sweeney

See Reproduced Record (R.R.) at 6a-25a.

Potteiger filed preliminary objections to the Sixth Amended Complaint on the bases that: (1) the trial court lacked jurisdiction over Ward's claims against him; (2) he is a high-ranking public official entitled to absolute immunity; (3) the Sovereign Immunity Act bars Ward's negligence and constitutional claims against him; (4) courts do not recognize money damages for constitutional violations; and, (5) he is not responsible for DCOAPP's actions or inactions. See R.R. at 34a-40a.

Raith and Sweeney similarly filed preliminary objections to the Sixth Amended Complaint.4 Their first preliminary objection was a demurrer to Ward's negligence and willful misconduct claims due to the immunity they enjoy under the Sovereign Immunity Act (Count I) because there does not exist under these circumstances actionable claims for money damages for constitutional violations (Count II), punitive damages (Count III), and civil conspiracy (Count V); and, because third-party conduct cannot trigger vicarious liability (Count IV). Raith's and Sweeney's second preliminary objection was a demurrer to Count II on the basis that they are immune from Ward's constitutional claims. See R.R. at 26a-32a.

By June 9, 2015 order, the trial court sustained Appellees' preliminary objections and dismissed Ward's Sixth Amended Complaint with prejudice.5 Ward appealed to this Court.6

*143When considering preliminary objections, we must accept as true all well-pled facts set forth in the complaint, as well as all inferences reasonably deducible therefrom, but not conclusions of law. Preliminary objections in the nature of a demurrer should be sustained only where the pleadings are clearly insufficient to establish a right to relief and any doubt must be resolved in favor of overruling the demurrer.

Dadds v. Walters, 924 A.2d 740, 742 (Pa.Cmwlth.2007) (citation omitted).

Ward argues that the trial court erred by sustaining Appellees' preliminary objections where the Sixth Amended Complaint, as a whole and specifically at paragraphs 16, 22-27, 33, 39, 53-54, 61, 63, 82-83b, 96-99, "clearly and without doubt laid a sufficient factual foundation showing Appellees' liability ... under the vehicle exception to immunity[.]"7 Ward Br. at 9. Specifically, Ward contends that since the Sixth Amended Complaint avers that Appellees had physical and legal possession of DeSimone's car keys and, thus, control of his vehicle prior to the accident, the Sixth Amended Complaint states a sufficient cause of action for Appellees to be individually liable for Ward's damages under the vehicle exception to the Sovereign Immunity Act.

Initially,

[t]he Pennsylvania Constitution provides that the Commonwealth and its officers and employees may only be sued where the General Assembly has authorized the suit. Pa. Const. art. 1 § 11. The General Assembly has specified that 'the Commonwealth, and its officials and employees acting within the scope of their duties, shall continue to enjoy sovereign immunity and official immunity and remain immune from suit except as the General Assembly shall specifically waive the immunity.' 1 Pa.C.S. § 2310.

Russo v. Allegheny Cnty., 125 A.3d 113, 116 (Pa.Cmwlth.2015).

Section 8522(a) of the Sovereign Immunity Act provides, in relevant part:

Liability imposed. -The General Assembly, pursuant to section 11 of Article I of the Constitution of Pennsylvania, does hereby waive, in the instances set forth in subsection (b) only and only to *144the extent set forth in this subchapter and within the limits set forth in [S]ection 8528 [of the Sovereign Immunity Act] (relating to limitations on damages), sovereign immunity as a bar to an action against Commonwealth parties,[8 ] for damages arising out of a negligent act where the damages would be recoverable under the common law or a statute creating a cause of action if the injury were caused by a person not having available the defense of sovereign immunity.

42 Pa.C.S. § 8522(a). Section 8522(b) of the Judicial Code contains the vehicle liability exception to sovereign immunity as follows:

The following acts by a Commonwealth party may result in the imposition of liability on the Commonwealth and the defense of sovereign immunity shall not be raised to claims for damages caused by:
(1) Vehicle liability.-The operation of any motor vehicle in the possession or control of a Commonwealth party. As used in this paragraph, 'motor vehicle' means any vehicle which is self-propelled and any attachment thereto, including vehicles operated by rail, through water or in the air.

42 Pa.C.S. § 8522(b) (text emphasis added).9 Because immunity remains the rule, we must narrowly construe the exceptions applicable under the Sovereign Immunity Act. See Gale v. City of Phila., 86 A.3d 318 (Pa.Cmwlth.2014) ; see also Quinones v. Dep't of Transp., 45 A.3d 467 (Pa.Cmwlth.2012).

*145In the instant case, Ward contends that paragraphs 16, 22-27, 33, 39, 53-54, 61, 63, 82-83b and 96-99 of the Sixth Amended Complaint provide the factual foundation for her vehicle liability claim against Appellees. Those averments state:

16. After completing his shopping, DeSimone drove in his car to Media to meet with [ ] Sweeney at the [DCOAPP] ... where DeSimone was in effect detained by [ ] Sweeney for purposes of his required probation visit which included detention and/or physical and legal possession and control over the vehicle and keys DeSimone had operated to get to this meeting and the same vehicle DeSimone would use to leave.
....
22. After knowing of DeSimone's admissions, ... Sweeney and [ ] Raith discussed the content of DeSimone's admissions and then Sweeney and Raith together agreed that despite at this time having legal and physical possession and control of DeSimone's vehicle and keys, they would allow DeSimone to leave in the very vehicle he arrived in.
23. At this time ... Sweeney and Raith ... had physical and legal possession/control of DeSimone's vehicle and as such said vehicle was a Commonwealth vehicle and/or personal property.
24. Despite these admissions by DeSimone while being detained during his probation visit, [ ] Sweeney affirmatively acted and permitted DeSimone to operate a motor vehicle despite the fact that Sweeney had physical and legal control over the situation and had physical and legal control over [DeSimone]'s vehicle and keys (DeSimone's personal property a/k/a vehicle).
25. Despite these admissions by DeSimone, [ ] Sweeney affirmatively acted and permitted DeSimone, who was detained for purpose[s] of the probation visit, to leave and to operate a motor vehicle said vehicle and keys to said vehicle being completely under physical and legal possession and control of [ ] Sweeney.
26. As a county probation officer, [ ] Sweeney was a peace officer and had authority throughout the Commonwealth of Pennsylvania to arrest, with or without writ, warrant, rule or process any person on probation for violation of the terms of the probation and also despite already having physical and legal control of DeSimone's vehicle and keys, had authority to take further legal possession and control of DeSimone's vehicle by preventing the vehicle and keys from being passed back to DeSimone in light of DeSimone's admissions.
27. Despite DeSimone's admitted use of a controlled substance during a detained probation visit, [ ] Sweeney affirmative[ly] acted based on policy and customs, did not arrest or detain DeSimone, nor despite having complete physical and legal control of DeSimone's vehicle did Sweeney prevent DeSimone from taking what then would be considered County and/or a Commonwealth vehicle and/or personal property.
....
33. DeSimone drove his motor vehicle past three (3) cautionary signs warning of work in the road and drove straight into [Ward].
....
39. Prior to and during the time that DeSimone injured [Ward], DeSimone should have been arrested by [ ] Sweeney and should have been in custody and [/]or DeSimone's vehicle, which was in the control of [DCOAPP] and Sweeney, should have been retained and possesse[d] by Sweeney.
....
*14653.... Sweeney did absolutely nothing to either detain DeSimone or to prevent him from operating a motor vehicle after leaving [DCOAPP].
54. All [Appellees] were required, obligated and/or duty-bound to properly supervise DeSimone in accordance with the terms and conditions of his probation.
....
61. At the time that DeSimone admitted to ... Sweeney that he had injected himself with heroin and that he had done so in the car that he drove to the [DCOAPP], ... Sweeney should have detained DeSimone immediately in accordance with the terms of DeSimone's probation and in accordance with the obligations and/or duties of all [Appellees]. All [Appellees] had the duty to arrest and had control over DeSi[ ]mone's vehicle at this time.
....
63.... Sweeney's affirmative decision and act while DeSimone was being detained during a probation visit to actively permit DeSimone to leave when DeSimone admitted to his drug use and motor vehicle operation was in dereliction of the obligations and duties of all [Appellees] with respect to supervising the probation of DeSimone.
....
83.... Ward's grievous and permanent physical/mental injuries, which vastly exceed any statutory monetary minimum, were caused by the following negligent, grossly negligent, reckless, willful disregard, wanton, outrageous and/or deliberately indifferent conduct of [Appellees] jointly and severally as follows:
....
b. Although clearly having physical and legal control and physical and legal possession of DeSimone's vehicle and keys to the vehicle, knowingly allowing DeSimone to leave and operate Commonwealth/County vehicular and/or personal property;
....
97.... Ward's grievous and permanent physical/mental injuries, which vastly exceed any statutory monetary minimum, were caused by the following negligent, grossly negligent, reckless, willful disregard, wanton, outrageous and/or deliberately indifferent conduct of ... Potteiger [and] Raith as to their supervisory and managerial oversight/control of [ ] Sweeney and [ ] Potteiger's supervisory/managerial oversight/control of [ ] Raith jointly and severally as follows:
....
b. Although clearly having physical and legal control and physical and legal possession of DeSimone's vehicle and keys to the vehicle, knowingly allowing DeSimone to leave and operate Commonwealth/County vehicular and/or personal property;
....
99.... Ward's grievous and permanent physical/mental injuries, which vastly exceed any statutory monetary minimum, were caused in part AS AFORESAID, by the agreement of [ ] Sweeney and Raith, the conspirators, which consisted of inter alia, despite knowing of DeSimone's hellacious but truthful admissions of being high on illegal drugs (as well as being visibly and obviously intoxicated) and knowing that DeSimone operated a vehicle now in the legal and physical possession and control of [ ] Sweeney and Raith as a Commonwealth and/or County vehicle or personal property, agreeing to allow DeSimone to leave unscathed and to operate said Commonwealth/County vehicular and/or personal property which was the factual *147cause of [Ward]'s devastating and permanent injuries[.]

R.R. at 9a-24a (underline emphasis in original; bold emphasis added).10

Accepting as true the well-pled facts in the Sixth Amended Complaint, and all reasonable inferences deducible therefrom, as we must, it is clear that DeSimone physically operated the vehicle that struck and injured Ward on January 3, 2012. Dadds. Even assuming, arguendo, that Raith and Sweeney had control over DeSimone's car keys at some point prior to the accident, we must determine whether that is sufficient, as a matter of law, to subject Potteiger, Raith and/or Sweeney to liability for Ward's damages.

In order for the vehicle liability exception under the Sovereign Immunity Act to apply, the damages must have resulted from the "operation of any motor vehicle in the possession or control of " the Commonwealth party. 42 Pa.C.S. § 8522(b) (emphasis added).11 In order to trigger the vehicle liability exception, Potteiger, Raith and/or Sweeney had to have operated the vehicle, and the vehicle had to be under their control.

The Sovereign Immunity Act does not expressly define either "operation" or "control." However, in Love v. City of Philadelphia, 518 Pa. 370, 543 A.2d 531 (1988), our Supreme Court expressly held:

[T]o operate something means to actually put it in motion. Merely preparing to operate a vehicle, or acts taken at the cessation of operating a vehicle are not the same as actually operating that vehicle.

Id. at 533 (bold emphasis added); see also Gale; Bottoms v. Se. Pa. Transp. Auth., 805 A.2d 47 (Pa.Cmwlth.2002). In addition, this Court has held that a stopped vehicle is not in operation for purposes of the vehicle liability immunity exception. Knox v. Se. Pa. Transp. Auth., 81 A.3d 1016 (Pa.Cmwlth.2013) (wherein a bus temporarily stopped to discharge passengers was not in operation); see also Bottoms .

Moreover, in Gale, Jose Garriya (Garriya) was handcuffed and placed into the back of a police cruiser owned by the City of Philadelphia (City). Garriya was somehow able to commandeer the cruiser and eventually struck a car operated by Gale, causing Gale serious injuries and damages. Gale sued the City, which asserted that it was immune from Gale's claims, and the trial court agreed. Gale contended, as Ward does in the instant case, that the vehicle liability exception applied because both Garriya and the cruiser were in the City police officers' custody and control, and their actions were part of a continuous sequence of events that led to her injuries. In affirming the trial court's order, this Court held:

The language of the statute and our cases make clear ... that where an employee of a local agency has not acted by putting a vehicle in motion [,] liability under the vehicle exception to governmental immunity will not attach. From the face of [Gale]'s complaint, it is clear that ... she is alleging that her injuries arose from the police officers' failure to prevent [ ] Garriya from operating the vehicle and not from their own operation of a vehicle.

*148Id. at 322 (emphasis added). Thus, even in a situation in which a government-owned vehicle caused the accident, and government employees' actions or inactions may have provided access to the vehicle, if the vehicle was not actually put in motion by the government employees, the vehicle liability exception to immunity is not applicable.12

Here, since DeSimone's vehicle was stopped at the time Raith and/or Sweeney purportedly possessed DeSimone's car keys, see Knox , and, as in Gale, Potteiger, Raith and Sweeney did not "actually put [DeSimone's vehicle] in motion[,]" we are constrained to hold that they did not operate DeSimone's vehicle as a matter of law, and the vehicle liability exception to immunity is not applicable.13 Love, 543 A.2d at 533. Because Ward has failed to state a cause of action against Potteiger, Raith and/or Sweeney that would trigger their individual liability under the Sovereign Immunity Act, the trial court did not err by sustaining Appellees' preliminary objections and dismissing Ward's Sixth Amended Complaint with prejudice.

Accordingly, the trial court's order is affirmed.

ORDER

AND NOW, this 9th day of June, 2016, the Delaware County Common Pleas Court's June 9, 2015 order is affirmed.