State v. Porter, 142 A.3d 1216, 167 Conn. App. 281 (2016)

Aug. 2, 2016 · Connecticut Appellate Court · No. 35949.
142 A.3d 1216, 167 Conn. App. 281

STATE of Connecticut
v.
Kenneth PORTER.

No. 35949.

Appellate Court of Connecticut.

Argued Jan. 4, 2016.
Decided Aug. 2, 2016.

*1219Mark Rademacher, assistant public defender, with whom, on the brief, was Janice Wolf, senior assistant public defender, for the appellant (defendant).

Jonathan M. Sousa, special deputy assistant state's attorney, with whom, on the brief, were Michael Dearington, state's attorney, and Marc Ramia, senior assistant state's attorney, for the appellee (state).

BEACH, SHELDON and HARPER, Js.

BEACH, J.

*283The defendant, Kenneth Porter, appeals from the judgment of conviction, rendered after a jury trial, of assault of public safety personnel in violation of General Statutes § 53a-167c (a)(1) and interfering *284with an officer in violation of General Statutes § 53a-167a.1 The defendant claims that (1) his conviction of both assault of an officer and interfering with an officer violated the protection of the federal constitution against double jeopardy, and (2) the court erred in denying his request to instruct the jury that interfering with an officer is a lesser included offense of assault of an officer. We disagree.

The jury reasonably could have found the following facts. On May 24, 2010, Brian Donnelly, a patrol officer with the Yale Police Department, heard a police broadcast regarding a domestic dispute involving the defendant. Donnelly responded *1220by proceeding to Winchester Avenue, where he spotted a vehicle matching the broadcast description of the defendant's vehicle. Donnelly followed the vehicle, which in fact belonged to the defendant. After Officer Lester Blazejowski arrived in support, Donnelly stopped in front of the defendant's vehicle at the intersection of Ashmun and Grove Streets. Donnelly and Blazejowski exited their cruisers, approached the defendant's vehicle, and ordered the defendant to put his vehicle in park and to show his hands. The defendant refused to comply and, instead, reached toward the passenger side of the vehicle and then inside his pants. Donnelly thought the defendant was attempting to retrieve a weapon. He ordered the defendant to show his hands, but, instead, the defendant again reached over to the passenger side of the vehicle and then inside his pants.

Blazejowski opened the driver's side door and attempted to remove the defendant from his vehicle, but *285he resisted. Donnelly also tried to remove the defendant from his vehicle, but the defendant resisted and continued to reach for the waistband of his pants and elsewhere in the vehicle. Donnelly finally was able to remove the defendant from the vehicle. While the officers were trying to handcuff the defendant, the defendant tried to kick Donnelly and attempted to stab him with a screwdriver. A struggle ensued during which the officers attempted to handcuff the defendant, who swung his hands, kicked his feet, and fought "wildly." Donnelly2 incurred scrapes and cuts that resulted in pain and "swelling." At some point during the struggle, the defendant removed a bag of marijuana from his pants and put it in his mouth. After having been subdued with pepper spray, the defendant spit out the marijuana. Eventually, the defendant was handcuffed and formally arrested.

Following a trial to a jury, the defendant was convicted of two counts of assault of public safety personnel, possession of a narcotic substance, possession of a controlled substance, and interfering with an officer. The defendant was sentenced on each of the assault convictions to ten years incarceration, execution suspended after seven years; the sentences were to run consecutively. The defendant's one year sentence on count seven, interfering with an officer, and five year sentence on count five, possession of a narcotic substance, were ordered to run concurrently with each other and with the assault sentences. The defendant's total effective sentence was, thus, twenty years incarceration, execution suspended after fourteen years and five years of probation. This appeal followed.

I

The defendant claims that his conviction of assault of Donnelly (count one) and interfering with Donnelly *286count seven) violated the protection of the federal constitution against double jeopardy because, as charged by the state in the long form information, interfering with an officer is a lesser included offense of assault of an officer. We agree that the Blockburger3 test is satisfied as to the elements of the crimes, but disagree with the conclusion that reversal is required in the circumstances of this case.

The defendant concedes that his double jeopardy claim is unpreserved,4 and *1221thus he seeks review of that claim pursuant to State v. Golding, 213 Conn. 233, 239-40, 567 A.2d 823 (1989).5 We review the claim because *287the record is adequate for review and the claim of a double jeopardy violation is of constitutional magnitude. See State v. Laws, 37 Conn.App. 276, 289, 655 A.2d 1131, cert. denied, 234 Conn. 907, 659 A.2d 1210 (1995) ; see also State v. Barber, 64 Conn.App. 659, 671, 781 A.2d 464 ("[i]f double jeopardy claims arising in the context of a single trial are raised for the first time on appeal, these claims are reviewable" [internal quotation marks omitted] ), cert. denied, 258 Conn. 925, 783 A.2d 1030 (2001).

"A defendant's double jeopardy claim presents a question of law, over which our review is plenary.... The double jeopardy clause of the fifth amendment to the United States constitution provides: [N]or shall any person be subject for the same offense to be twice put in jeopardy of life or limb. The double jeopardy clause [applies] to the states through the due process clause of the fourteenth amendment.... This constitutional guarantee prohibits not only multiple trials for the same offense, but also multiple punishments for the same offense in a single trial.... Although the Connecticut constitution does not include a double jeopardy provision, the due process guarantee of article first, § 9, of our state constitution encompasses protection against double jeopardy.... Double jeopardy analysis in the context of a single trial is a two-step process. First, the charges must arise out of the same act or transaction. Second, it must be determined whether the charged crimes are the same offense. Multiple punishments are forbidden only if both conditions are met.... Traditionally we have applied the Blockburger test to determine whether two statutes criminalize the same offense, thus placing a defendant prosecuted under both statutes in double jeopardy: [W]here the same act or transaction constitutes a violation of two distinct statutory provisions, the test to be applied to determine whether there are two offenses or only one, is whether *288each provision requires proof of a fact which the *1222other does not. Blockburger v. United States [284 U.S. 299, 304, 52 S.Ct. 180, 76 L.Ed. 306 (1932) ].... Significantly, [t]he Blockburger rule is not controlling when the legislative intent [permitting a defendant to be prosecuted under both statutes] is clear from the face of the statute or the legislative history." (Citations omitted; internal quotation marks omitted.) State v. Bernacki, 307 Conn. 1, 9-10, 52 A.3d 605 (2012), cert. denied, --- U.S. ----, 133 S.Ct. 1804, 185 L.Ed.2d 811 (2013). "The defendant on appeal bears the burden of proving that the prosecutions are for the same offense in law and fact." (Internal quotation marks omitted.) State v. Scott, 270 Conn. 92, 98, 851 A.2d 291 (2004), cert. denied, 544 U.S. 987, 125 S.Ct. 1861, 161 L.Ed.2d 746 (2005).

In the present case, of course, the context is that two counts of the operative information raise significant double jeopardy concerns. The first count alleged, in pertinent part, that "on May 24, 2010, at or around 7:23 p.m., at or near Ashmun Street, in ... New Haven, ... the defendant ... with the intent to prevent a reasonably identifiable peace officer from performing his duties, to wit: Officer Brian Donnelly, and while such peace officer was acting in the performance of his duties such person caused physical injury to such peace officer in violation of [§ 53a-167c (a)(1) ]." Count seven alleged, in pertinent part, that "on May 24, 2010, at or around 7:23 p.m., at or near Ashmun Street, in ... New Haven, ... the defendant ... obstructed, resisted, hindered and endangered a peace officer, to wit: Officer Brian Donnelly, while in the performance of such peace officer's duties in violation of [§ 53a-167a ]." No bill of particulars was filed, and the issue was not raised or preserved in the trial court.

The state concedes that, solely on the allegations of the information, the seventh count may be considered to be included within count one and, if viewed under *289the Blockburger analysis and under the assumption that both convictions were based on the same conduct,6 convictions on both counts violate the constitutional protection against double jeopardy. The information alleges that the two crimes occurred at the same time and place, and involve the same officer. Thus, if we decide the matter on the basis of the charging document alone, one conviction must be vacated.

There are two distinct approaches followed in our appellate cases where it is not apparent from the charging document that different conduct forms the factual basis for each count. One line, which the defendant advocates that we follow, states that we are simply to apply the Blockburger analysis to the crimes charged and not to examine the underlying evidence. As stated in State v. Mincewicz, 64 Conn.App. 687, 691, 781 A.2d 455, cert. denied, 258 Conn. 924, 783 A.2d 1028 (2001) : "It repeatedly has been held that to determine whether two charges arose from the same act or transaction, we look to the information, as amplified by the bill of particulars, if any. State v. Goldson, 178 Conn. 422, 424, 423 A.2d 114 (1979) ;7 accord State v.

*1223Devino, 195 Conn. 70, 74, 485 A.2d 1302 (1985) ;

*290State v. Williams, 59 Conn.App. 603, 606-607, 757 A.2d 1191, cert. denied, 254 Conn. 946, 762 A.2d 907 (2000) ; State v. Patrick, 42 Conn.App. 640, 645, 681 A.2d 380 (1996) ; State v. Coleman, 41 Conn.App. 255, 275, 675 A.2d 887 (1996), rev'd on other grounds, 242 Conn. 523, 700 A.2d 14 (1997) ; State v. Glover, 40 Conn.App. 387, 391, 671 A.2d 384, cert. denied, 236 Conn. 918, 673 A.2d 1145 (1996) ; State v. Smart, [37 Conn.App. 360, 365, 656 A.2d 677, cert. denied, 233 Conn. 914, 659 A.2d 187 (1995) ]; State v. Roy, 34 Conn.App. 751, 768, 643 A.2d 289 (1994), rev'd on other grounds, 233 Conn. 211, 658 A.2d 566 (1995) ; State v. Nita, 27 Conn.App. 103, 113, 604 A.2d 1322, cert. denied, 222 Conn. 903, 606 A.2d 1329, cert. denied, 506 U.S. 844, 113 S.Ct. 133, 121 L.Ed.2d 86 (1992) ; State v. Marsala, 1 Conn.App. 647, 650, 474 A.2d 488 (1984)." (Footnote added.)

The state argues that we should follow a second line of cases, highlighted by State v. Brown, 299 Conn. 640, 652-55, 11 A.3d 663 (2011). In Brown, the defendant asserted for the first time on appeal that his double jeopardy rights had been violated because he had been convicted of two crimes, which, according to him, should have been merged pursuant to Blockburger. Id., at 650, 11 A.3d 663. He had been convicted of both robbery in the first degree and attempted robbery in the first degree. Id. He alleged that the charges arose out of the same transaction. Id. The state argued that the charges arose from different acts, and thus the defendant could constitutionally be convicted of both. Id.

The court reviewed the evidence and determined that the overall transaction, as alleged in the information, could be separated into parts, and separate acts could have constituted separate offenses. Id., at 654, 11 A.3d 663. Because the same acts were not necessarily the common factual predicates for multiple convictions, the defendant had not shown that he had been subjected to double jeopardy. Id. Following the Brown line of cases, then, an *291appellate court reviewing an unpreserved claim of double jeopardy must examine the evidence to determine whether the alleged transaction logically can encompass separate acts, which in turn form the basis of separate convictions. Under Golding, it is the defendant's burden to establish a constitutional violation, and the burden cannot be sustained if the defendant is unable to prove that he was in fact convicted twice for the same acts where the Blockburger test is satisfied as to the elements of the two crimes.8 See also State v. Kulmac, 230 Conn. 43, 66-70, 644 A.2d 887 (1994) (examining evidence to determine that convictions for sexual assault in first and second degree arose from separate acts or transactions); State v. James E., 154 Conn.App. 795, 833-34, 112 A.3d 791 (2015) (examining evidence to reach conclusion that two counts of assault of elderly person in first degree arose from separate acts or transactions); State v. Shenkman, 154 Conn.App. 45, 67-68, 104 A.3d 780 (2014) (concluding, after examining evidence and bill of particulars, that attempt to commit assault of public safety personnel and interfering with officer stemmed from separate acts or transactions), *1224cert. denied, 315 Conn. 921, 107 A.3d 959 (2015). There also is a group of cases that examines the evidence to determine whether the acts constituting the offenses were part of the same act or transaction when the information and the bill of particulars, if any, fail to provide specific dates and times for the charged acts. See, e.g., State v. Miranda, 260 Conn. 93, 121, 794 A.2d 506 (2002) (information charged defendant with two counts of assault in first degree "on diverse dates and times between October, 1992, and January 27,1993" [internal quotation marks omitted] ), cert. denied, 537 U.S. 902, 123 S.Ct. 224, 154 L.Ed.2d 175 (2002) ; *292State v. Howard F. , 86 Conn.App. 702, 704, 862 A.2d 331 (2004) (information charged defendant with two counts of risk of injury "between July 1, 2000, and March 24, 2001"), cert. denied, 273 Conn. 924, 871 A.2d 1032 (2005).

Although it may plausibly have been argued that the Supreme Court had not explicitly addressed as a distinct issue on appeal the question of whether it was permissible to examine the evidence to determine whether multiple convictions could have been based on separate acts, Brown quite clearly provides the framework currently to be applied, and two very recent decisions by this court squarely address the issue. In State v. Morales, 164 Conn.App. 143, 154, 136 A.3d 278 (2016), this court held that we are to examine the evidence when determining whether a defendant was convicted of separate offenses. In State v. Urbanowski, 163 Conn.App. 377, 394, 136 A.3d 236 (2016), this court concluded, after examining the evidence, that the defendant had not met his burden to show that two convictions, which he claimed had violated double jeopardy, arose out of the same act or transaction, and he thus failed to meet his burden of showing that the jury actually convicted him twice for the same offense. We conclude that Brown implicitly overruled Mincewicz, and that Morales and Urbanowski are binding authority for the proposition that where the information and bill of particulars, if any, do not separate a transaction into separate parts, the reviewing court has the obligation to determine whether the multiple convictions reasonably could have been predicated on different conduct.

In the present case, there were facts in evidence that the defendant resisted when Donnelly tried to remove him from the vehicle, and that the defendant tried to kick Donnelly and to stab him with a screwdriver when Donnelly and other officers tried to handcuff him outside the vehicle. There was evidence that, during the *293struggle to handcuff the defendant, the defendant fought "wildly" and injured Donnelly. These acts reasonably could have formed the factual basis for the offense of assault of public safety personnel.

There was also evidence of distinct and separate acts that reasonably could have formed the basis for the offense of interfering with an officer. The state urged in closing argument that the jury find the defendant guilty of the interfering with an officer charge by virtue of his attempting to swallow the drugs. There was evidence presented at trial that during the struggle to handcuff the defendant, the defendant removed a bag of marijuana from his pants and put it in his mouth.

Accordingly, the jury reasonably could have concluded, based on the evidence, that the two crimes did not stem from the same conduct. Thus, the first prong of Blockburger, that the offenses must have arisen from the same act, was not satisfied. The failure to meet the first prong is fatal to the defendant's double jeopardy claim because both conditions of Blockburger must be met in order for the convictions to amount to double jeopardy. See *1225State v. Brown, supra, 299 Conn. at 652, 11 A.3d 663. Accordingly, the defendant has not met his burden of proving under the third prong of Golding that a constitutional violation exists.

II

The defendant also claims that the court erred in denying his request for an instruction that interfering with an officer is a lesser included offense of assault of an officer. We disagree.

On February 21, 2013, the court charged the jury late in the day and adjourned, indicating that the jury would begin deliberations the following day. The following morning, outside the presence of the jury, the court addressed certain concerns of counsel regarding the *294charge. The court then asked, "Anything else before we bring in the jury?" For the first time, defense counsel raised the following issue: "[The defendant] is making the request for a specific instruction to the jury before they retire to the jury deliberation room that interfering with an officer is a lesser included offense of assault on an officer, and he's looking for that specific instruction to the jury." The state objected on the ground that the jury charge had been completed and that the acts underlying the two offenses were separate and distinct. The court denied the request, stating: "There is a way to complete the interfering without the assault on the officer, and there's facts presented in this case that could make those two separate crimes.... I think they're properly charged separately."

"There is no fundamental constitutional right to a jury instruction on every lesser included offense ... rather, the right to such an instruction is purely a matter of our common law.... In State v. Whistnant, 179 Conn. 576, 588, 427 A.2d 414 (1980), our Supreme Court determined that a lesser included offense instruction should be given when: (1) an appropriate instruction is requested by either the state or the defendant; (2) it is not possible to commit the greater offense, in the manner described in the information or bill of particulars, without having first committed the lesser; (3) there is some evidence, introduced by either the state or the defendant, or by a combination of their proofs, which justifies conviction of the lesser offense; and (4) the proof on the element or elements which differentiate the lesser offense from the offense charged is sufficiently in dispute to permit the jury consistently to find the defendant innocent of the greater offense but guilty of the lesser." (Citation omitted; internal quotation marks omitted.) State v. Rudd, 62 Conn.App. 702, 705-706, 773 A.2d 370 (2001).

*295A primary issue is whether the defendant requested an "appropriate instruction" under the first prong of Whistnant. "It is well settled that [a] proposed instruction on a lesser included offense constitutes an appropriate instruction for purposes of the first prong of Whistnant if it complies with Practice Book [§ 42-18 ].... This court favors adherence to the prescriptions of § 42-18 to further that section's purpose of making instructional requests less confusing." (Citations omitted; internal quotation marks omitted.) State v. Smith, 262 Conn. 453, 465, 815 A.2d 1216 (2003). Section 42-18(a) provides in relevant part: "When there are several requests, they shall be in separate and numbered paragraphs, each containing a single proposition of law clearly and concisely stated with the citation of authority upon which it is based, and the evidence to which the proposition would apply...."

"Although strict compliance with the provisions of § 42-18 is certainly the least perilous method of satisfying Whistnant's first prong, failure to do so is not, *1226by itself, fatal to the defendant's claim. We have deemed the first prong of Whistnant satisfied when the record indicates that the trial court knew the precise point to which the defendant wished to call attention.... Indeed, even partial compliance with § 42-18, accompanied by substantial additional support in the record from either party, such as detailed colloquies with the court and opposing counsel and a postcharge exception, will also satisfy the first prong of Whistnant. This is true as long as the trial court is informed adequately of the factual and legal bases for the instructional request." (Citations omitted; internal quotation marks omitted.) State v. Smith, supra, 262 Conn. at 466, 815 A.2d 1216.

In this case, the defendant did not file a written request to charge. In State v. Joseph, 116 Conn.App. 339, 348, 976 A.2d 772 (2009), this court addressed the *296issue of whether the first prong of Whistnant was satisfied in the absence of a written request to charge. We concluded that, under the facts of that case, the first prong was satisfied: "The record reflects an in-depth discussion of this issue between the defendant's counsel, the prosecutor and the court.... The record also reflects that the defendant's counsel clearly argued the legal basis of her request ... the court summarized to the parties its understanding of the defendant's argument, the state clearly argued its opposition to the defendant's request and the court stated that it would 'take [the arguments] under consideration....' Under these circumstances, it is clear that the court was made aware of the legal and factual basis of the defendant's request.... We note that in most situations, in order to satisfy the first prong of Whistnant, a party must submit the request in writing. In this case, however, we conclude that this requirement was excused because the court expressly stated that it would take 'under consideration' the arguments on this issue. See State v. Herring, [210 Conn. 78, 105 n. 25, 554 A.2d 686 ] (first prong of Whistnant satisfied where court stated that oral request sufficed) [cert. denied, 492 U.S. 912, 109 S.Ct. 3230, 106 L.Ed.2d 579 (1989) ]. Therefore, under these circumstances, we conclude that the defendant's request satisfied the first prong of Whistnant. " (Citation omitted; footnotes omitted.) State v. Joseph, supra, 116 Conn.App. at 349-51, 976 A.2d 772.

The circumstances of the present case are very different from those in Joseph. The defendant in the present case briefly and orally requested, for the first time after the jury had received its instructions, that the jury be instructed that interfering with an officer was a lesser included offense of assault of an officer. A brief and undetailed colloquy followed. We cannot say, under the facts of this case, that the court was adequately informed of the factual or legal basis of the defendant's request. It was not at all clear precisely what was *297requested. It is possible that the defendant was requesting an instruction to the effect that he could not be convicted of both the first and the seventh count, and it is also possible that he wanted the jury to be instructed that, in the event that the counts concerned different transactions, a lesser included offense instruction be given as to the first count. It appears that the court and the parties had in mind the first possibility, because the brief discussion centered on the proposition that the charges involved different conduct.

In his appellate brief, the defendant argues that the first prong of Whistnant was satisfied simply because he requested a lesser included offense charge. He contends that the state incorrectly argued that there was a separate factual basis for the charge of interfering with an officer, and that such a distinct basis was *1227not enumerated in the information. The point that the defendant argues on appeal, however, was never distinctly brought to the attention of the trial court. Under these circumstances, we conclude that the precise point the defendant wished to make was never adequately or timely presented to the trial court.9 The defendant has not satisfied the first prong of Whistnant, and, accordingly, the trial court properly denied his request for a lesser included offense instruction.10

The judgment is affirmed.

In this opinion the other judges concurred.